DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E•••• F•••••••• S•••••••• I•••
Farmington, CT | E••••, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••• F•••••••• S•••••••• I••• | Independent wealth | May 31, 2011 | n/a | yes | E••••, CT|Farmington, CT | Current employment |
| D••••••• S••••••••• L•• | Independent wealth | Jul 2, 2009 | May 31, 2011 | no | HAMDEN, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| D••••••• S••••••••• L•• | E•••• F•••••••• S•••••••• I••• | May 31, 2011 | May 31, 2011 | 0 | Firm change | Other |
| C••••• I••••••••• S••••••• L•• | D••••••• S••••••••• L•• | Apr 1, 2009 | Jul 2, 2009 |
| C••••• I••••••••• S••••••• L•• | Former SEC adviser | Jan 26, 2007 | Apr 1, 2009 | no | MERIDEN, CT | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | May 5, 2006 | Jan 22, 2007 | no | SHELTON, CT | Previous registration |
| 92 |
| Firm change |
| Other |
| A••••••••• F•••••••• S•••••••• L•• | C••••• I••••••••• S••••••• L•• | Jan 22, 2007 | Jan 26, 2007 | 4 | Firm change | Other |