DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

Jason Brian Smith

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

St Augustine, FL | MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0d5a14d8-95d5-3547-db4e-8bbf3defd760

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Aug 11, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 10, 2009
First registration: Aug 11, 2011
Dual registered: yes, broker-dealer
Other names: Jason B Smith|Jason Smith
IAPD individual key: 4825167

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 30, 2026	n/a	yes	St Augustine, FL\|MINNEAPOLIS, MN\|St Augustine, FL	Current employment
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 11, 2023	Jul 13, 2026	no	New York, NY\|St. Augustine, FL\|Jacksonville, FL\|San Antonio, TX\|Jacksonville, FL\|Jacksonville, FL\|San Francisco, CA\|Jacksonville, FL\|Jacksonville, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 11, 2011	Jun 26, 2023	no	JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|NEW YORK, NY\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|CHARLOTTE, NC\|Jacksonville, FL\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIGROUP GLOBAL MARKETS INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Jul 13, 2026	Jul 30, 2026	17	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Jun 26, 2023	Jul 11, 2023	15	Firm change	Wirehouse to ibd

Relationships

Registered with (3)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Jul 30, 2026 to presentfactForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 11, 2023 to Jul 13, 2026factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 11, 2011 to Jun 26, 2023factForm ADV

Dated events

Occurred
Jul 13, 2026
Advisor changed firm
Jason Brian Smith left Citigroup Global Markets Inc. for Ameriprise Financial Services, Llc (registered 2026-07-30)
Form ADVobserved 4 days ago
Occurred
Jun 26, 2023
Advisor changed firm
Jason Brian Smith left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Citigroup Global Markets Inc. (registered 2023-07-11)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0d5a14d8-95d5-3547-db4e-8bbf3defd760
First observed: Aug 11, 2011
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Jason Brian Smith

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

St Augustine, FL | MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0d5a14d8-95d5-3547-db4e-8bbf3defd760

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:13 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

AMERIPRISE FINANCIAL SERVICES, LLC

National bd RIA

Jul 30, 2026

n/a

yes

St Augustine, FL|MINNEAPOLIS, MN|St Augustine, FL

Current employment

CITIGROUP GLOBAL MARKETS INC.

Bd affiliated wealth

Jul 11, 2023

Jul 13, 2026

Previous registration

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Aug 11, 2011

Jun 26, 2023

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

CITIGROUP GLOBAL MARKETS INC.

AMERIPRISE FINANCIAL SERVICES, LLC

Jul 13, 2026

Jul 30, 2026

Firm change

Ibd to ibd

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

Jun 26, 2023

Jul 11, 2023

Firm change

Wirehouse to ibd