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Advisor at BUCK WEALTH STRATEGIES, LLC
DENVER, CO | HONOLULU, HI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BUCK WEALTH STRATEGIES, LLC | Independent wealth | Jul 12, 2022 | n/a | yes | HONOLULU, HI|DENVER, CO | Current employment |
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Dec 7, 2019 | Jan 10, 2023 | no | KAHULULU, HI|HONOLULU, HI | Previous registration |
| Spc | Bd affiliated wealth | Aug 2, 2011 | Dec 2, 2019 | no | HONOLULU, HI|ANN ARBOR, MI | Previous registration |
| H. BECK, INC. | Former SEC adviser | Jan 4, 2007 | Aug 11, 2011 | no | HONOLULU, HI|HONOLULU, HI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AE WEALTH MANAGEMENT, LLC | BUCK WEALTH STRATEGIES, LLC | Jan 10, 2023 | Jul 12, 2022 | -182 | Firm change after gap | Ibd to new firm |
| Spc | AE WEALTH MANAGEMENT, LLC | Dec 2, 2019 | Dec 7, 2019 | 5 | Firm change | Ibd to RIA |
| H. BECK, INC. | Spc | Aug 11, 2011 | Aug 2, 2011 | -9 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 282580:322138:HI:2023-01-10 | Jan 10, 2023 | Jul 12, 2022 | HONOLULU, HI | Firm change after gap |
| 110692:282580:MI:2019-12-02 | Dec 2, 2019 | Dec 7, 2019 | ANN ARBOR, MI | Firm change |