G••• R••••

Advisor at M•• I•••••••• S•••••••• L••

Carlsbad, CA | SPRINGFIELD, MA

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Search this name across graphsid dfx:ria:0d638d6b-b1d9-b13d-5b07-f2ebf5552226

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Sep 15, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 10, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Aug 10, 2023	n/a	yes	Carlsbad, CA\|SPRINGFIELD, MA	Current employment
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Feb 25, 2022	Dec 22, 2022	no	CARLSBAD, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• M••••• I••••••••• S•••••••••	M•• I•••••••• S•••••••• L••	Dec 22, 2022	Aug 10, 2023	231	Firm change	Other
U••• A•••••••	N••••••••• M••••• I••••••••• S•••••••••	Mar 16, 2021	Feb 25, 2022

Relationships

Registered with (7)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
Aug 10, 2023 to presentfactForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Feb 25, 2022 to Dec 22, 2022factForm ADV
→ U••• A•••••••Registered adviserregistration: previous registration
May 29, 2019 to Mar 16, 2021factForm ADV
→ A•• D•••••• F••••• O••••• L••

Dated events

Occurred
Dec 22, 2022
Advisor changed firm
G••• R•••• left N••••••••• M••••• I••••••••• S••••••••• for M•• I•••••••• S•••••••• L•• (registered 2023-08-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0d638d6b-b1d9-b13d-5b07-f2ebf5552226
First observed: Sep 15, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.