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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

ADI DASSLER FAMILY OFFICE LLC

CRD 301044

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:982b5b39-d38e-e27b-2e67-865ddb64ce10

Data as of Sep 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 0
Observed: Mar 29, 2019 to Sep 30, 2020
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $32.7MItem 5.F on the latest filing (2020-09-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $32.7M
Private client RAUM: $32.7MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 3
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 59
Individual clients: 15
High net worth clients: 18
SEC number: 801-115164
CRD: 301044
Filings on the tape: 10
First filed: Mar 29, 2019
Latest filed: Sep 30, 2020
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HOWELL, LAWRENCE, DAMON	Owner	E	yes	03/2015	Mar 29, 2019	Sep 30, 2020
MARINO, LUIS, ALFONSO	CHIEF EXECUTIVE OFFICER	Na	yes	03/2019	Mar 29, 2019	Sep 30, 2020
UNION CAPITAL GROUP USA, LLC	Owner	E	yes	03/2015	Mar 29, 2019	Sep 30, 2020
WASITOWSKI, DAVID, ALLAN	CHIEF COMPLIANCE OFFICER	Na	yes	03/2019	Mar 29, 2019	Sep 30, 2020
ADI DASSLER LEGACY LTD	Owner	B	no	03/2019	Mar 29, 2019	Sep 30, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
UCAP ASSET MANAGEMENT LLC	n/a	Mixed wealth	$208M	N	yes	n/a
CAPITAL UNION BANK LTD	n/a	n/a	n/a	N	yes	n/a
UCAP SECURITIES LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
EL CAJON	CA	United States	1	no
n/a	n/a	n/a	1	no
Miami	FL	United States	0	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 31, 2020	$32.7M	$32.7M	8	3	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$32.7M	n/a	n/a	n/a	n/a	8	n/a	3	n/a

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ADI DASSLER INTERNATIONAL FAMILY OFFICE USA LIMITED PARTNERSHIP	2	Jun 5, 2019	Jun 21, 2019	MIAMI, FL	Team lift out	RIA to new firm	100.0%

Relationships

Affiliated with (1)

→ UCAP AMERICASRegistered adviserother investment adviser, common control
factForm ADV

Controls (4)

← HOWELL, LAWRENCE, DAMONOwnerOWNER, ownership code E, individual
Mar 29, 2019 to presentfactForm ADV
← MARINO, LUIS, ALFONSOOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 29, 2019 to presentfactForm ADV
← WASITOWSKI, DAVID, ALLANOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2019 to presentfactForm ADV
← UNION CAPITAL GROUP USA, LLCOwnerOWNER, ownership code E, domestic entity
Mar 29, 2019 to presentfactForm ADV

Owns (1)

← ADI DASSLER LEGACY LTDOwnerOWNER, ownership code B, foreign entity
Mar 29, 2019 to presentfactForm ADV

Registered with (3)

← ROBERT DAVID HAGGARDAdvisorregistration: previous registration
Jun 6, 2019 to Sep 30, 2020factForm ADV
← JAMES MICHAEL JIAOAdvisorregistration: previous registration
Jun 21, 2019 to Sep 30, 2020factForm ADV
← Gino RussoAdvisorregistration: previous registration
May 29, 2019 to Sep 30, 2020factForm ADV

Moved with (1)

← ADI DASSLER INTERNATIONAL FAMILY OFFICE USA LIMITED PARTNERSHIPRegistered adviser2 advisors, team lift out, same day
Jun 5, 2019 to Jun 21, 2019factForm ADV

Dated events

Occurred
Jul 14, 2020
Control person left
Charles Julian Bradham (Ceo Of Family Office Services) no longer on Schedule A of Adi Dassler Family Office Llc (listed 2020-06-26, absent 2020-07-14)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2019
Succession filed (Item 4)
Adi Dassler Family Office Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2019
First Form ADV filing
Adi Dassler Family Office Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:982b5b39-d38e-e27b-2e67-865ddb64ce10
First observed: Mar 29, 2019
Last observed: Sep 30, 2020 72 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ADI DASSLER FAMILY OFFICE LLC

CRD 301044

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:982b5b39-d38e-e27b-2e67-865ddb64ce10

Data as of Sep 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:24 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HOWELL, LAWRENCE, DAMON

Owner

yes

03/2015

Mar 29, 2019

Sep 30, 2020

MARINO, LUIS, ALFONSO

CHIEF EXECUTIVE OFFICER

yes

03/2019

Mar 29, 2019

Sep 30, 2020

UNION CAPITAL GROUP USA, LLC

Owner

yes

03/2015

Mar 29, 2019

Sep 30, 2020

WASITOWSKI, DAVID, ALLAN

CHIEF COMPLIANCE OFFICER

yes

03/2019

Mar 29, 2019

Sep 30, 2020

ADI DASSLER LEGACY LTD

Owner

03/2019

Mar 29, 2019

Sep 30, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

UCAP ASSET MANAGEMENT LLC

n/a

Mixed wealth

$208M

yes

n/a

CAPITAL UNION BANK LTD

n/a

yes

n/a

UCAP SECURITIES LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

EL CAJON

United States

n/a

Miami

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 31, 2020

$32.7M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$32.7M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ADI DASSLER INTERNATIONAL FAMILY OFFICE USA LIMITED PARTNERSHIP

Jun 5, 2019

Jun 21, 2019

MIAMI, FL

Team lift out

RIA to new firm

100.0%