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RIA / WealthAdvisorCertified Financial Planner10 years in industry

Harrison Spencer Hamilton

Advisor at SUNBELT SECURITIES

Houston, TX | HOUSTON, TX

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Search this name across graphsid dfx:ria:0d72135d-b05b-6f45-593c-e4f283425c32

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Oct 31, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SUNBELT SECURITIES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 12
Designations: Certified Financial Planner
Exams: S63|S66
First exam: May 20, 2017
First registration: Oct 31, 2018
Dual registered: no
Other names: Spencer Hamilton
IAPD individual key: 6761790

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SUNBELT SECURITIES	Bd affiliated wealth	Jun 4, 2025	n/a	yes	HOUSTON, TX\|Houston, TX	Current employment
SMITH ANGLIN FINANCIAL, LLC	Former SEC adviser	Apr 22, 2022	Jun 6, 2025	no	DALLAS, TX	Previous registration
FISHER INVESTMENTS	Independent wealth	Feb 10, 2021	Mar 14, 2022	no	PLANO, TX\|PLANO, TX	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Oct 31, 2018	Feb 9, 2021	no	Southlake, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Oct 31, 2018	Feb 9, 2021	no	ST LOUIS, MO\|St. Louis, MO\|Westlake, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SMITH ANGLIN FINANCIAL, LLC	SUNBELT SECURITIES	Jun 6, 2025	Jun 4, 2025	-2	Firm change	RIA to ibd
FISHER INVESTMENTS	SMITH ANGLIN FINANCIAL, LLC	Mar 14, 2022	Apr 22, 2022	39	Firm change	RIA to RIA
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 9, 2021	Oct 31, 2018	-832	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	FISHER INVESTMENTS	Feb 9, 2021	Feb 10, 2021	1	Firm change	RIA to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7870:111514:TX:2021-01-11	Feb 9, 2021	Oct 31, 2018	WESTLAKE, TX	Firm change after gap

Relationships

Registered with (5)

→ SUNBELT SECURITIESRegistered adviserregistration: current employment
Jun 4, 2025 to presentfactForm ADV
→ SMITH ANGLIN FINANCIAL, LLCRegistered adviserregistration: previous registration
Apr 22, 2022 to Jun 6, 2025factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Feb 10, 2021 to Mar 14, 2022factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 31, 2018 to Feb 9, 2021factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Oct 31, 2018 to Feb 9, 2021factForm ADV

Dated events

Occurred
Jun 6, 2025
Advisor changed firm
Harrison Spencer Hamilton left Smith Anglin Financial, Llc for Sunbelt Securities (registered 2025-06-04)
Form ADVobserved 4 days ago
Occurred
Mar 14, 2022
Advisor changed firm
Harrison Spencer Hamilton left Fisher Investments for Smith Anglin Financial, Llc (registered 2022-04-22)
Form ADVobserved 4 days ago