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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

CRAIG RICHARD COLBATH

Advisor at PASADENA PRIVATE WEALTH, LLC

PASADENA, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 2
Observed: Feb 4, 1998 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Craig Richard Colbath

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

Craig Richard Colbath

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PASADENA PRIVATE WEALTH, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 31, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: May 31, 1994
First registration: Feb 4, 1998
Dual registered: yes, broker-dealer
Other names: CRAIG R COLBATH|CRAIG COLBATH
IAPD individual key: 2484446

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PASADENA PRIVATE WEALTH, LLC	Independent wealth	Jan 28, 2019	n/a	yes	PASADENA, CA	Current employment
SINGPOLI PRIVATE WEALTH, INC.	n/a	Apr 5, 2017	Jan 16, 2019	no	PASADENA, CA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Mar 10, 2016	Jun 30, 2016	no	PASADENA, CA\|EL SEGUNDO, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 4, 1998	Jan 5, 2016	no	PORTLAND, ME\|PASADENA, CA\|PRINCETON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SINGPOLI PRIVATE WEALTH, INC.	PASADENA PRIVATE WEALTH, LLC	Jan 16, 2019	Jan 28, 2019	12	Firm change	Other
CETERA ADVISOR NETWORKS LLC	SINGPOLI PRIVATE WEALTH, INC.	Jun 30, 2016	Apr 5, 2017	279	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CETERA ADVISOR NETWORKS LLC	Jan 5, 2016	Mar 10, 2016	65	Firm change	Other

Relationships

Registered with (4)

→ PASADENA PRIVATE WEALTH, LLCRegistered adviserregistration: current employment
Jan 28, 2019 to presentfactForm ADV
→ SINGPOLI PRIVATE WEALTH, INC.Registered adviserregistration: previous registration
Apr 5, 2017 to Jan 16, 2019factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Mar 10, 2016 to Jun 30, 2016factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 4, 1998 to Jan 5, 2016factForm ADV

Dated events

No dated event names this entity yet.