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CRD 295178
PASADENA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| DEBRA C FUKAWA | n/a | PASADENA, CA | 8 | 32 | 2 | yes |
| IAIN ALEXANDER WHYTE | n/a | PASADENA, CA | 8 | 24 | 1 | yes |
| Bryan Andrew Muth | n/a | Exeter, CA | 8 | 22 | 1 | yes |
| SIMON MATTHEW HOLFORD | n/a | PASADENA, CA | 8 | 26 | 1 | yes |
| CRAIG RICHARD COLBATH | n/a | PASADENA, CA | 7 | 32 | 3 | yes |
| IK JUN CHOI | Certified Financial Planner | PASADENA, CA | 7 | 16 | 1 | yes |
| CHARLES MARCUS COLEMAN | n/a | PASADENA, CA | 4 | 13 | 2 | no |
| Brad Feldman | n/a | PASADENA, CA | 4 | 10 | n/a | yes |
| Geert Marc Criel | n/a | PASADENA, CA | Los Angeles, CA | 3 | 35 | n/a | no |
| SIMON STREET REEVES | n/a | Irvine, CA | 3 | 23 | 4 | no |
| LAURA LYNN SMITH | n/a | PASADENA, CA | 1 | 29 | 1 | yes |
| Ji Mi Kim | n/a | Honolulu, HI | PASADENA, CA | 1 | 10 | 2 | no |
| GEORGE HOOKANO KALUHIOKALANI | n/a | Honolulu, HI | PASADENA, CA | 1 | 39 | 2 | no |
| HOLLYN MUDGE SEKIGUCHI | Certified Financial Planner | PASADENA, CA | 1 | 11 | 2 | no |
| Crystal Michelle Jamieson | n/a | Irvine, CA | PASADENA, CA | 1 | 13 | 6 | yes |
| Anthony Hunt | n/a | PASADENA, CA | Exeter, CA | 1 | 25 | n/a | no |
| ANN CHUNG | n/a | PASADENA, CA | 0 | 29 | 4 | no |
| Collin Whitfield Saydah | n/a | PASADENA, CA | 0 | 12 | 1 | yes |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| PASADENA PRIVATE LENDING, LLC | Other Private Fund | $48.4M | Jul 21, 2026 | 92 | Aug 14, 2023 | reported | 021-1792785 |
| PASADENA PRIVATE REAL ESTATE FUND 1 LP | Real Estate Fund | $29.6M | Jul 21, 2026 | 96 | Jul 14, 2022 | reported | 021-1824842 |
| PPW CREDIT OPPORTUNITIES FUND I LP | Other Private Fund | $26.6M | Jul 21, 2026 | 0 | Mar 23, 2023 | reported | n/a |
| PASADENA PRIVATE REAL ESTATE FUND 2 LP | Real Estate Fund | $19.5M | Jul 21, 2026 | 64 | Jul 14, 2022 | reported | 021-1911727 |
| SOCAL CATALYST FUND I, LP | Venture Capital Fund | $5.7M | Jul 21, 2026 | 26 | Mar 28, 2024 | reported | 021-2009870 |
| PASADENA PRIVATE EQUITY FUND 1 LP EARLY STAGE | Private Equity Fund | $1.5M | Jul 21, 2026 | 12 | Jul 14, 2022 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| COLBATH, CRAIG, RICHARD | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2019 | Feb 15, 2019 | Oct 7, 2024 |
| HOLFORD, SIMON, MATTHEW | CEO, MANAGING PARTNER | C | yes | 05/2018 | May 17, 2018 | Oct 7, 2024 |
| Muth, Bryan, ANDREW | MANAGING PARTNER | C | yes | 05/2018 | May 17, 2018 | Oct 7, 2024 |
| REEVES, SIMON, STREET | MANAGING PARTNER | B | yes | 07/2023 | Aug 14, 2023 | Oct 7, 2024 |
| WHYTE, IAIN, ALEXANDER | CHAIRMAN, MANAGING PARTNER | C | yes | 05/2018 | May 17, 2018 | Oct 7, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| BRYAN MUTH | n/a | n/a | n/a | Y | no | n/a |
| CRAIG COLBATH | n/a | n/a | n/a | Y | no | n/a |
| IAIN WHYTE | n/a | n/a | n/a | Y | no | n/a |
| PASADENA PRIVATE HOLDINGS, LLC | n/a | n/a | n/a | N | yes | n/a |
| PASADENA PRIVATE REAL ESTATE | n/a | n/a | n/a | N | yes | n/a |
| SIMON HOLFORD | n/a | n/a | n/a | Y | no | n/a |
| TIDEROCK FINANCIAL, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Irvine | CA | United States | 2 | no |
| Exeter | CA | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 23, 2026 | $1.6B | $951M | 19 | 8 | 4 | 6 | n/a |
| 2024 | Mar 21, 2025 | $1.3B | $775M | 18 | 7 | 4 | 6 | n/a |
| 2023 | Mar 28, 2024 | $1.2B | $655M | 13 | 6 | 2 | 6 | $90.5M |
| 2022 | Mar 23, 2023 | $917M | $698M | 10 | 5 | 1 | 4 | $49.3M |
| 2021 | Mar 10, 2022 | $885M | $646M | 12 | 11 | 1 | n/a | n/a |
| 2020 | Mar 22, 2021 | $460M | $371M | 9 | 7 | 0 | n/a | n/a |
| 2019 | Jan 31, 2020 | $380M | $309M | 10 | 9 | 0 | n/a | n/a |
| 2018 | Feb 15, 2019 | $350M | $266M | 10 | 9 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 0 | 2 | 0.0% | 0 | 0 | 0 | 8 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.6B | $1.3B | 27.7% | $917M | 20.9% | 19 | 18 | 5 | 4 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 6 | May 22, 2018 | Dec 16, 2024 | PASADENA, CA | Team lift out | Wirehouse to new firm | 0.0% |