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RIA / WealthAdvisorCertified Financial Planner22 years in industry

CHARLES HENRY KOCH

Advisor at QUANTUM FINANCIAL PARTNERS LLC

OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:0d7f15a5-1ed4-8b35-b0af-4ae1deaf15fa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jun 15, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: QUANTUM FINANCIAL PARTNERS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 14, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jun 14, 2004
First registration: Jun 15, 2004
Dual registered: no
Other names: CHARLES H KOCH
IAPD individual key: 4686110

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
QUANTUM FINANCIAL PARTNERS LLC	Independent wealth	Apr 17, 2026	n/a	yes	OVERLAND PARK, KS	Current employment
APRIO WEALTH MANAGEMENT, LLC	Independent wealth	Nov 5, 2025	Apr 23, 2026	no	OVERLAND PARK, KS\|ATLANTA, GA	Previous registration
PRISM FINANCIAL GROUP, L.L.C.	Former SEC adviser	Jan 14, 2013	Dec 3, 2025	no	OVERLAND PARK, KS	Previous registration
SMART401K, LLC	Former SEC adviser	Sep 17, 2009	Oct 12, 2012	no	OVERLAND PARK, KS	Previous registration
LINCOLN INVESTMENT	Independent wealth	Oct 20, 2005	Jun 26, 2009	no	KANSAS CITY, MO\|KANSAS CITY, MO	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Mar 28, 2005	Nov 3, 2005	no	FAIRFIELD, IA	Previous registration
CAMBRIDGE INVESTMENT RESEARCH, INC.	n/a	Jun 15, 2004	Mar 28, 2005	no	OVERLAND PARK, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
APRIO WEALTH MANAGEMENT, LLC	QUANTUM FINANCIAL PARTNERS LLC	Apr 23, 2026	Apr 17, 2026	-6	Firm change	RIA to RIA
PRISM FINANCIAL GROUP, L.L.C.	APRIO WEALTH MANAGEMENT, LLC	Dec 3, 2025	Nov 5, 2025	-28	Firm change	RIA to RIA
SMART401K, LLC	PRISM FINANCIAL GROUP, L.L.C.	Oct 12, 2012	Jan 14, 2013	94	Firm change	Other
LINCOLN INVESTMENT	SMART401K, LLC	Jun 26, 2009	Sep 17, 2009	83	Firm change	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	LINCOLN INVESTMENT	Nov 3, 2005	Oct 20, 2005	-14	Firm change	Other
CAMBRIDGE INVESTMENT RESEARCH, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Mar 28, 2005	Mar 28, 2005	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
112315:127333:KS:2025-12-03	Dec 3, 2025	Nov 5, 2025	OVERLAND PARK, KS	Firm change

Relationships

Registered with (7)

→ QUANTUM FINANCIAL PARTNERS LLCRegistered adviserregistration: current employment
Apr 17, 2026 to presentfactForm ADV
→ APRIO WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 5, 2025 to Apr 23, 2026factForm ADV
→ PRISM FINANCIAL GROUP, L.L.C.Registered adviserregistration: previous registration
Jan 14, 2013 to Dec 3, 2025factForm ADV
→ SMART401K, LLCRegistered adviserregistration: previous registration
Sep 17, 2009 to Oct 12, 2012factForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: previous registration
Oct 20, 2005 to Jun 26, 2009factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Mar 28, 2005 to Nov 3, 2005factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH, INC.Registered adviserregistration: previous registration
Jun 15, 2004 to Mar 28, 2005factForm ADV

Dated events

Occurred
Apr 23, 2026
Advisor changed firm
Charles Henry Koch left Aprio Wealth Management, Llc for Quantum Financial Partners Llc (registered 2026-04-17)
Form ADVobserved 5 days ago
Occurred
Dec 3, 2025
Advisor changed firm
Charles Henry Koch left Prism Financial Group, L.L.C. for Aprio Wealth Management, Llc (registered 2025-11-05)
Form ADVobserved 5 days ago