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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 1b 10b

PRISM FINANCIAL GROUP, L.L.C.

CRD 112315

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7310a8b1-ebca-9415-39df-3f51456220e5

Data as of Feb 28, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 9
On other graphs: 1
Observed: Nov 22, 2011 to Feb 28, 2025
32 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Prism Financial Group, L.L.C.

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.7BItem 5.F on the latest filing (2025-02-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.6B
Private client RAUM: $1.4BderivedItem 5.D individuals plus high net worth individuals
Private client share: 83%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2,474
Individual clients: 378
High net worth clients: 318
Custody, client assets: $967M
SEC number: 801-61646
CRD: 112315
Filings on the tape: 32
First filed: Nov 22, 2011
Latest filed: Feb 28, 2025
Organised: Limited Liability Company, KS
Website: prismfg.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SHMIDL, TIMOTHY, BRIAN	Owner	D	yes	04/1999	Nov 22, 2011	Mar 18, 2024
MH CAPITAL, LLC	Owner	C	no	04/1999	Nov 19, 2018	Mar 18, 2024
SHMIDL, THERESA, MARIE	CHIEF COMPLIANCE OFFICER	Na	no	06/2004	Nov 22, 2011	Mar 18, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Feb 28, 2025	$1.7B	$1.6B	9	5	0	n/a	n/a
2023	Mar 18, 2024	$1.5B	$1.4B	9	5	0	n/a	n/a
2022	Mar 23, 2023	$1.2B	$1.1B	7	5	0	n/a	n/a
2021	Mar 29, 2022	$1.3B	$1.1B	8	5	0	n/a	n/a
2020	Mar 5, 2021	$965M	$831M	7	4	0	n/a	n/a
2019	Mar 10, 2020	$802M	$683M	9	4	0	n/a	n/a
2018	Mar 11, 2019	$667M	$568M	8	3	0	n/a	n/a
2017	Mar 27, 2018	$607M	$522M	7	3	0	n/a	n/a
2016	Mar 9, 2017	$405M	$405M	7	3	n/a	n/a	n/a
2015	Mar 25, 2016	$428M	$356M	7	3	n/a	n/a	n/a
2014	Mar 26, 2015	$393M	$320M	7	3	n/a	n/a	n/a
2013	Jan 23, 2014	$336M	$336M	5	3	n/a	n/a	n/a
2012	Mar 25, 2013	$305M	$305M	5	3	n/a	n/a	n/a
2011	Mar 23, 2012	$181M	$180M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	5	-5	n/a	0	0	0	1	5

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$1.7B	$1.5B	14.5%	$1.3B	10.7%	9	9	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
APRIO WEALTH MANAGEMENT, LLC	5	Dec 3, 2025	Jan 9, 2026	OVERLAND PARK, KS	Firm absorbed	RIA to RIA	100.0%

Relationships

Moved with (1)

→ APRIO WEALTH MANAGEMENT, LLCRegistered adviser5 advisors, firm absorbed, same day
Dec 3, 2025 to Jan 9, 2026factForm ADV

Registered with (7)

← TIMOTHY BRIAN SHMIDLAdvisorregistration: previous registration
Apr 25, 2000 to Dec 3, 2025factForm ADV
← CHARLES HENRY KOCHAdvisorregistration: previous registration
Jan 14, 2013 to Dec 3, 2025factForm ADV
← RANDY A SCHALLERAdvisorregistration: previous registration
Mar 23, 2016 to Dec 3, 2025factForm ADV
← JOHN PATRICK BOHANAdvisorregistration: previous registration
Oct 10, 2023 to Dec 3, 2025factForm ADV
← Amanda Louise BrownAdvisorregistration: previous registration
Oct 28, 2020 to Dec 3, 2025factForm ADV
← DARREN R GRAYAdvisorregistration: previous registration
Jan 14, 2013 to May 15, 2015factForm ADV
← JAMES CURTIS CLAIBORNEAdvisorregistration: previous registration
Aug 4, 2005 to Jun 3, 2010factForm ADV

Controls (1)

← SHMIDL, TIMOTHY, BRIANOwnerOWNER, ownership code D, individual
Nov 22, 2011 to Mar 18, 2024factForm ADV

Owns (2)

← SHMIDL, THERESA, MARIEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 22, 2011 to Mar 18, 2024factForm ADV
← MH CAPITAL, LLCOwnerOWNER, ownership code C, domestic entity
Nov 19, 2018 to Mar 18, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 3, 2025
Firm absorbed
Prism Financial Group, L.L.C.'s advisors moved to Aprio Wealth Management, LLC (Overland Park, KS): 5 of 5 registered, on the same day
Form ADVobserved 5 days ago
5 advisors
Occurred
Dec 3, 2025
Advisor changed firm
John Patrick Bohan left Prism Financial Group, L.L.C. for Aprio Wealth Management, Llc (registered 2026-01-09)
Form ADVobserved 5 days ago
Occurred
Dec 3, 2025
Advisor changed firm
Timothy Brian Shmidl left Prism Financial Group, L.L.C. for Aprio Wealth Management, Llc (registered 2025-11-05)
Form ADVobserved 5 days ago
Occurred
Dec 3, 2025
Advisor changed firm
Amanda Louise Brown left Prism Financial Group, L.L.C. for Aprio Wealth Management, Llc (registered 2025-11-12)
Form ADVobserved 5 days ago
Occurred
Dec 3, 2025
Advisor changed firm
Randy A Schaller left Prism Financial Group, L.L.C. for Aprio Wealth Management, Llc (registered 2025-11-05)
Form ADVobserved 5 days ago
Occurred
Dec 3, 2025
Advisor changed firm
Charles Henry Koch left Prism Financial Group, L.L.C. for Aprio Wealth Management, Llc (registered 2025-11-05)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2022
Regulatory AUM changed
Prism Financial Group, L.L.C. reported RAUM $1.3B, up 30% from $965.2M (2021-03-05 to 2022-03-29)
Form ADVobserved 5 days ago
$288M
Occurred
Mar 27, 2018
Regulatory AUM changed
Prism Financial Group, L.L.C. reported RAUM $606.8M, up 50% from $404.5M (2017-03-09 to 2018-03-27)
Form ADVobserved 5 days ago
$202M

Show 1 bookkeeping events

Occurred
Jan 2, 2026
Prism Financial Group, L.L.C. no longer on the SEC adviser roster (last listed 2025-12-20, RAUM $1.7B)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7310a8b1-ebca-9415-39df-3f51456220e5
First observed: Nov 22, 2011
Last observed: Feb 28, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PRISM FINANCIAL GROUP, L.L.C.

CRD 112315

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7310a8b1-ebca-9415-39df-3f51456220e5

Data as of Feb 28, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:07 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SHMIDL, TIMOTHY, BRIAN

Owner

yes

04/1999

Nov 22, 2011

Mar 18, 2024

MH CAPITAL, LLC

Owner

04/1999

Nov 19, 2018

Mar 18, 2024

SHMIDL, THERESA, MARIE

CHIEF COMPLIANCE OFFICER

06/2004

Nov 22, 2011

Mar 18, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Feb 28, 2025

$1.7B

$1.6B

n/a

2023

Mar 18, 2024

$1.5B

$1.4B

n/a

2022

Mar 23, 2023

$1.2B

$1.1B

n/a

2021

Mar 29, 2022

$1.3B

$1.1B

n/a

2020

Mar 5, 2021

$965M

$831M

n/a

2019

Mar 10, 2020

$802M

$683M

n/a

2018

Mar 11, 2019

$667M

$568M

n/a

2017

Mar 27, 2018

$607M

$522M

n/a

2016

Mar 9, 2017

$405M

n/a

2015

Mar 25, 2016

$428M

$356M

n/a

2014

Mar 26, 2015

$393M

$320M

n/a

2013

Jan 23, 2014

$336M

n/a

2012

Mar 25, 2013

$305M

n/a

2011

Mar 23, 2012

$181M

$180M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-5

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$1.7B

$1.5B

14.5%

$1.3B

10.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

APRIO WEALTH MANAGEMENT, LLC

Dec 3, 2025

Jan 9, 2026

OVERLAND PARK, KS

Firm absorbed

RIA to RIA

100.0%