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CRD 109413
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JOHN ROBERT HANAHAN | n/a | OVERLAND PARK, KS | 31 | 32 | n/a | no |
| CATHERINE C HOLLINGSWORTH | n/a | OVERLAND PARK, KS | 11 | 15 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HANAHAN, JOHN, ROBERT | PRESIDENT/OWNER/CCO | E | yes | 09/1994 | Jan 30, 2012 | Apr 24, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 3, 2026 | $467M | $467M | 4 | 2 | 0 | n/a | n/a |
| 2024 | Mar 28, 2025 | $392M | $392M | 4 | 2 | 0 | n/a | n/a |
| 2023 | Jan 20, 2024 | $330M | $329M | 3 | 1 | 0 | n/a | n/a |
| 2022 | Jan 30, 2023 | $263M | $261M | 3 | 1 | 0 | n/a | n/a |
| 2021 | Mar 1, 2022 | $278M | $276M | 3 | 1 | 0 | n/a | n/a |
| 2020 | Mar 1, 2021 | $240M | $223M | 3 | 1 | 0 | n/a | n/a |
| 2019 | Mar 2, 2020 | $217M | $200M | 3 | 1 | 0 | n/a | n/a |
| 2018 | Jan 31, 2019 | $175M | $156M | 3 | 1 | 0 | n/a | n/a |
| 2017 | Feb 27, 2018 | $162M | $162M | 3 | 1 | 0 | n/a | n/a |
| 2016 | Mar 2, 2017 | $167M | $104M | 2 | 1 | n/a | n/a | n/a |
| 2015 | Feb 2, 2016 | $146M | $101M | 2 | 1 | n/a | n/a | n/a |
| 2011 | Jan 30, 2012 | $63.4M | $63.4M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $467M | $392M | 19.2% | $263M | 21.1% | 4 | 4 | 0 | 0 |