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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

BRIAN T MURPHY

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

FAIRFIELD, IA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 11, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 10, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Mar 10, 2004
First registration: Mar 11, 2004
Dual registered: yes, broker-dealer
Other names: BRIAN MURPHY|BRIAN THOMAS MURPHY|BRIAN T MURPHY
IAPD individual key: 4719043

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Oct 20, 2018	n/a	yes	FAIRFIELD, IA	Current employment
INVESTMENT ADVISORS CORP	Former SEC adviser	May 19, 2010	Oct 20, 2018	no	LENEXA, KS	Previous registration
YUKON WEALTH MANAGEMENT, INC.	Independent wealth	Feb 1, 2007	May 24, 2010	no	OVERLAND PARK, KS	Previous registration
MORGAN STANLEY DW INC.	n/a	Aug 5, 2004	Jan 22, 2007	no	OVERLANDPARK, KS\|OVERLAND PARK, KS	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 11, 2004	Aug 6, 2004	no	LEAWOOD, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVESTMENT ADVISORS CORP	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Oct 20, 2018	Oct 20, 2018	0	Bulk transfer	Ibd to ibd
YUKON WEALTH MANAGEMENT, INC.	INVESTMENT ADVISORS CORP	May 24, 2010	May 19, 2010	-5	Firm change	Other
MORGAN STANLEY DW INC.	YUKON WEALTH MANAGEMENT, INC.	Jan 22, 2007	Feb 1, 2007	10	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY DW INC.	Aug 6, 2004	Aug 5, 2004	-1	Firm change	Other

Relationships

Registered with (5)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Oct 20, 2018 to presentfactForm ADV
→ INVESTMENT ADVISORS CORPRegistered adviserregistration: previous registration
May 19, 2010 to Oct 20, 2018factForm ADV
→ YUKON WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Feb 1, 2007 to May 24, 2010factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Aug 5, 2004 to Jan 22, 2007factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 11, 2004 to Aug 6, 2004factForm ADV

Dated events

No dated event names this entity yet.