DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Yukon Wealth Management, Inc.
Latest filing Mar 3, 2026
First filing on the tape Jan 30, 2012 · 21 filings
SEC status approved since Feb 17, 2015
RAUM
$467M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$467M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$234M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$467M as of Mar 3, 2026
Jan 30, 2012$63.4M then
HNW client RAUM$452M as of Mar 3, 2026
Feb 27, 2018$36.0M then
State-registered IARs (5.B.3)2 as of Mar 3, 2026
Jan 30, 20120 then
Employees (5.A)4 as of Mar 3, 2026
Feb 2, 20162 then
Private funds: no history
RAUM +19% over the last fiscal year+21% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 3, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $234MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 46derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $11.0MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.6%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $465M, 73 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$452M97%
- Individuals$15.0M3.2%
- Individual clients
- 50reported
- HNW clients
- 41reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 355reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $465M for 73 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| John Robert Hanahan | Overland Park, Ks | Dec 1, 1994 | 32 y | 0 |
| Catherine C Hollingsworth | Overland Park, Ks | Jan 13, 2015 | 15 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Christopher K Costello to Curtis Capital AdvisorsMar 4, 2024 · RIA to RIA
- Shannon N Yarbrough to Frontier Wealth Management, LLCNov 27, 2018 · Other
- Shannon N Yarbrough to Creative PlanningSep 6, 2012 · Other
- Brian T Murphy to Investment Advisors CorpMay 24, 2010 · Other
Joined, latest
- Christopher K Costello from Morgan StanleyFeb 1, 2024 · Wirehouse to independent RIA
- Shannon N Yarbrough from Creative PlanningNov 29, 2012 · Other
- Shannon N Yarbrough from Wells Fargo AdvisorsJul 10, 2012 · Other
- Brian T Murphy from Morgan Stanley Dw Inc.Feb 1, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Robert John Hanahan · President/Owner/Ccocontrolsince 09/1994 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Overland Park, Ks · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing Mar 3, 2026HNW RAUM per HNW client of $11,034,113 against a peer median of $2,404,040 (4940 comparable advisers, 100.0th percentile, 5.8 robust deviations)peers: independent wealth managers, $100M to $500M (4,940) · 100% percentile
- custody status changedChange between filings · filing Mar 3, 2026custody of client assets (Item 9.A): no on the filing of 2025-12-08, yes on the filing of 2026-03-03peers: independent wealth managers, $100M to $500M (5,676)
- HNW share shiftChange between filings · filing Mar 3, 2026HNW share of RAUM moved from 75.0% to 97.0% between the annual amendments of 2025-03-28 and 2026-03-03peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 349 to 355Dec 8, 2025 to Mar 3, 2026
- HNW clients · 33 to 41Dec 8, 2025 to Mar 3, 2026
- Assets in custody · $235M to $465MDec 8, 2025 to Mar 3, 2026
- Custody of client assets · false to trueDec 8, 2025 to Mar 3, 2026
- Discretionary RAUM · $392M to $467MDec 8, 2025 to Mar 3, 2026
- HNW RAUM · $294M to $452MDec 8, 2025 to Mar 3, 2026
- Individual RAUM · $98.0M to $15.0MDec 8, 2025 to Mar 3, 2026
- RAUM · $392M to $467MDec 8, 2025 to Mar 3, 2026
- Accounts · 82 to 349Apr 24, 2024 to Mar 28, 2025
- HNW clients · 54 to 33Apr 24, 2024 to Mar 28, 2025
- Individual clients · 29 to 50Apr 24, 2024 to Mar 28, 2025
- Assets in custody · $139M to $235MApr 24, 2024 to Mar 28, 2025
- Financial planning clients · 11-25 to 11-25Apr 24, 2024 to Mar 28, 2025
- Discretionary RAUM · $329M to $392MApr 24, 2024 to Mar 28, 2025
- HNW RAUM · $329M to $294MApr 24, 2024 to Mar 28, 2025
- Individual RAUM · $1.8M to $98.0MApr 24, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $1.8M to $0Apr 24, 2024 to Mar 28, 2025
- RAUM · $330M to $392MApr 24, 2024 to Mar 28, 2025
- Advisory employees · 1 to 2Jan 20, 2024 to Mar 6, 2024
- Assets in custody · unset to 138911742.0Jan 20, 2024 to Mar 6, 2024
- Employees · 3 to 4Jan 20, 2024 to Mar 6, 2024
- HNW clients · 53 to 54Jan 30, 2023 to Jan 20, 2024
- Discretionary RAUM · $261M to $329MJan 30, 2023 to Jan 20, 2024
- HNW RAUM · $261M to $329MJan 30, 2023 to Jan 20, 2024
- RAUM · $263M to $330MJan 30, 2023 to Jan 20, 2024
- Accounts · 375 to 82Mar 3, 2022 to Jan 30, 2023
- Discretionary RAUM · $276M to $261MMar 3, 2022 to Jan 30, 2023
- HNW RAUM · $276M to $261MMar 3, 2022 to Jan 30, 2023
- RAUM · $278M to $263MMar 3, 2022 to Jan 30, 2023
- Accounts · 81 to 375Mar 1, 2021 to Mar 1, 2022
- Discretionary RAUM · $223M to $276MMar 1, 2021 to Mar 1, 2022
- HNW RAUM · $223M to $276MMar 1, 2021 to Mar 1, 2022
- Individual RAUM · $16.8M to $1.8MMar 1, 2021 to Mar 1, 2022
- Non-discretionary RAUM · $16.8M to $1.8MMar 1, 2021 to Mar 1, 2022
- RAUM · $240M to $278MMar 1, 2021 to Mar 1, 2022
- Accounts · 337 to 81Jun 30, 2020 to Mar 1, 2021
- Discretionary RAUM · $200M to $223MJun 30, 2020 to Mar 1, 2021
- HNW RAUM · $202M to $223MJun 30, 2020 to Mar 1, 2021
- Individual RAUM · $15.0M to $16.8MJun 30, 2020 to Mar 1, 2021
- Non-discretionary RAUM · $17.1M to $16.8MJun 30, 2020 to Mar 1, 2021
Signals
2 dated events
- Christopher K Costello left Yukon Wealth Management, Inc. for Curtis Capital Advisors (registered 2024-05-01)Mar 4, 2024 · Advisor changed firm · fact
- Yukon Wealth Management, Inc. filed its initial SEC registration (Form ADV)Jan 21, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 913-681-9200reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 913-956-6534reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- YUKONCM.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 913-681-9200reportedpublic record, Form ADV, Mar 3, 2026
- Contact form
- yukoncm.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- yukoncm.com/who-we-arereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $234Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026