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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

DEUTSCHE ASSET MANAGEMENT (JAPAN) LIMITED

CRD 118540

CHIYODA-KU, TOKYO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0da25ea4-2177-a127-4ae9-56c78ae7e66d

Data as of Dec 26, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 0
On other graphs: 0
Observed: Nov 22, 2011 to Dec 26, 2014
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $7.6BItem 5.F on the latest filing (2014-12-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $7.6B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 70
Advisory employees: 10
Accounts: 108
SEC number: 801-60912
CRD: 118540
Filings on the tape: 12
First filed: Nov 22, 2011
Latest filed: Dec 26, 2014
Organised: Corporation

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ABE, TAKUSHI	President	Na	yes	11/2014	Dec 1, 2014	Dec 26, 2014
DB VALOREN SARL (LUXEMBOURG)	Bank	E	yes	11/2006	Nov 22, 2011	Dec 26, 2014
DEUTSCHE ASIA PACIFIC HOLDINGS PTE. LTD.	100% OWNER OF DEUTSCHE ASSET MANAGEMENT (JAPAN) LIMITED	E	yes	09/2003	Nov 22, 2011	Dec 26, 2014
DEUTSCHE BANK AG	Bank	E	yes	11/2006	Nov 22, 2011	Dec 26, 2014
ISHITANI, HIROAKI	CHIEF OPERATING OFFICER	Na	yes	06/2006	Nov 22, 2011	Dec 26, 2014
KOBAYASHI, MASATAKA	DIRECTOR/BOARD MEMBER	Na	no	07/2008	Nov 22, 2011	Dec 26, 2014
NONAKA, SHINTARO	CHIEF COMPLIANCE OFFICER	Na	no	10/2006	Nov 22, 2011	Dec 26, 2014
TODA, ATSUKO	CHIEF INVESTMENT OFFICER	Na	no	08/2010	Nov 22, 2011	Dec 26, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DEUTSCHE ASSET & WEALTH MANAGEMENT INTERNATIONAL GMBH	n/a	Asset manager	$229B	N	yes	n/a
DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC.	n/a	Other adviser	$200B	N	yes	n/a
RREEF AMERICA L.L.C.	n/a	Asset manager	$34B	N	yes	n/a
DEUTSCHE INVESTMENTS AUSTRALIA LIMITED	n/a	Other adviser	$1.9B	N	yes	n/a
DEAWM DISTRIBUTORS, INC	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG	n/a	n/a	n/a	Y	no	n/a
DEUTSCHE BANK AG, LONDON BRANCH	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK SECURITIES INC.	n/a	No RAUM reported	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
OSAKA-HU	n/a	Japan	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Jun 30, 2014	$7.6B	$7.6B	70	10	n/a	n/a	n/a
2013	May 2, 2013	$7.4B	$7.4B	70	10	n/a	n/a	n/a
2012	Jun 26, 2012	$7.4B	$7.2B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$7.6B	$7.4B	2.7%	n/a	n/a	70	70	n/a	n/a

Relationships

Affiliated with (5)

→ DWS INVESTMENT MANAGEMENT AMERICAS, INC.Registered adviserother investment adviser, bank, common control
factForm ADV
→ DWS INTERNATIONAL GMBHRegistered adviserother investment adviser, common control
factForm ADV
→ DWS INVESTMENTS AUSTRALIA LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ RREEF AMERICA L.L.C.Registered adviserother investment adviser, common control
factForm ADV
→ DEUTSCHE BANK SECURITIES INC.Registered adviserother investment adviser, broker-dealer, trust company, common control
factForm ADV

Controls (5)

← ABE, TAKUSHIOwnerPRESIDENT, ownership code NA, individual
Dec 1, 2014 to presentfactForm ADV
← ISHITANI, HIROAKIOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Nov 22, 2011 to presentfactForm ADV
← DB VALOREN SARL (LUXEMBOURG)OwnerBANK, ownership code E, foreign entity
Nov 22, 2011 to presentfactForm ADV
← DEUTSCHE ASIA PACIFIC HOLDINGS PTE. LTD.Owner100% OWNER OF DEUTSCHE ASSET MANAGEMENT (JAPAN) LIMITED, ownership code E, foreign entity
Nov 22, 2011 to presentfactForm ADV
← DEUTSCHE BANK AGOwnerBANK, ownership code E, foreign entity
Nov 22, 2011 to presentfactForm ADV

Owns (3)

← TODA, ATSUKOOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Nov 22, 2011 to presentfactForm ADV
← NONAKA, SHINTAROOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 22, 2011 to presentfactForm ADV
← KOBAYASHI, MASATAKAOwnerDIRECTOR/BOARD MEMBER, ownership code NA, individual
Nov 22, 2011 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0da25ea4-2177-a127-4ae9-56c78ae7e66d
First observed: Nov 22, 2011
Last observed: Dec 26, 2014 142 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DEUTSCHE ASSET MANAGEMENT (JAPAN) LIMITED

CRD 118540

CHIYODA-KU, TOKYO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0da25ea4-2177-a127-4ae9-56c78ae7e66d

Data as of Dec 26, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:27 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ABE, TAKUSHI

President

yes

11/2014

Dec 1, 2014

Dec 26, 2014

DB VALOREN SARL (LUXEMBOURG)

Bank

yes

11/2006

Nov 22, 2011

Dec 26, 2014

DEUTSCHE ASIA PACIFIC HOLDINGS PTE. LTD.

100% OWNER OF DEUTSCHE ASSET MANAGEMENT (JAPAN) LIMITED

yes

09/2003

Nov 22, 2011

Dec 26, 2014

DEUTSCHE BANK AG

Bank

yes

11/2006

Nov 22, 2011

Dec 26, 2014

ISHITANI, HIROAKI

CHIEF OPERATING OFFICER

yes

06/2006

Nov 22, 2011

Dec 26, 2014

KOBAYASHI, MASATAKA

DIRECTOR/BOARD MEMBER

07/2008

Nov 22, 2011

Dec 26, 2014

NONAKA, SHINTARO

CHIEF COMPLIANCE OFFICER

10/2006

Nov 22, 2011

Dec 26, 2014

TODA, ATSUKO

CHIEF INVESTMENT OFFICER

08/2010

Nov 22, 2011

Dec 26, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DEUTSCHE ASSET & WEALTH MANAGEMENT INTERNATIONAL GMBH

n/a

Asset manager

$229B

yes

n/a

DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC.

n/a

Other adviser

$200B

yes

n/a

RREEF AMERICA L.L.C.

n/a

Asset manager

$34B

yes

n/a

DEUTSCHE INVESTMENTS AUSTRALIA LIMITED

n/a

Other adviser

$1.9B

yes

n/a

DEAWM DISTRIBUTORS, INC

n/a

yes

n/a

DEUTSCHE BANK AG

n/a

DEUTSCHE BANK AG, LONDON BRANCH

n/a

yes

n/a

DEUTSCHE BANK SECURITIES INC.

n/a

No RAUM reported

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

OSAKA-HU

n/a

Japan

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Jun 30, 2014

$7.6B

n/a

2013

May 2, 2013

$7.4B

n/a

2012

Jun 26, 2012

$7.4B

$7.2B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$7.6B

$7.4B

2.7%

n/a