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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

DWS INVESTMENTS AUSTRALIA LIMITED

CRD 109112

SYDNEY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b564fe44-8004-6c48-34a7-e6ea78b811df

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 14
On other graphs: 0
Observed: Nov 21, 2011 to Sep 14, 2026
105 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.54 institutional_share=0.46 related_bd=true related_bank=true bd_reps=0.0 bank_owner=true
Regulatory AUM: $1.9BItem 5.F on the latest filing (2026-09-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 25
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 52
Individual clients: 0
High net worth clients: 0
SEC number: 801-57743
CRD: 109112
Filings on the tape: 105
First filed: Nov 21, 2011
Latest filed: Sep 14, 2026
Organised: Corporation
Website: dws.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DB BETEILIGUNGS-HOLDING GMBH	Shareholder	E	yes	03/2018	Mar 29, 2018	Oct 2, 2024
DEUTSCHE BANK AG	Shareholder	E	yes	02/2018	Nov 21, 2011	Oct 2, 2024
DWS GROUP GMBH & CO. KGAA	Shareholder	E	yes	02/2018	Mar 29, 2018	Oct 2, 2024
HENDRIKS, DAVID, DUNSTAN	CHIEF COMPLIANCE OFFICER	Na	yes	11/2021	Nov 30, 2021	Oct 2, 2024
IRVING, DAVID, KENNETH	Director	Na	yes	07/2013	Jul 31, 2013	Oct 2, 2024
MURFIN, SIMON, JOHN	CHIEF FINANCIAL OFFICER AND DIRECTOR	Na	yes	09/2021	Oct 21, 2020	Oct 2, 2024
ROBINSON, CHRIS, THEO	Director	Na	yes	03/2015	Mar 11, 2015	Oct 2, 2024
Yeom, Jung Won	CHIEF OPERATING OFFICER	Na	yes	10/2023	Oct 4, 2023	Oct 2, 2024
WONG, SUSANNA, N.Y.	Legal	Na	no	10/2020	Oct 21, 2020	Oct 2, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DWS INTERNATIONAL GMBH	n/a	Asset manager	$229B	N	yes	n/a
DWS INVESTMENT MANAGEMENT AMERICAS, INC.	n/a	Other adviser	$200B	N	yes	n/a
RREEF AMERICA L.L.C.	n/a	Asset manager	$34B	N	yes	n/a
DBX ADVISORS LLC	n/a	Asset manager	$29B	N	yes	n/a
DWS INVESTMENTS HONG KONG LIMITED	n/a	Asset manager	$5.1B	N	yes	n/a
DEUTSCHE ALTERNATIVE ASSET MANAGEMENT (UK) LIMITED	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE AUSTRALIA LIMITED	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK (CHINA) CO., LTD., SHANGHAI BRANCH	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK (MALAYSIA) BERHAD	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK A.S.	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG	n/a	n/a	n/a	Y	no	n/a
DEUTSCHE BANK AG BANGKOK BRANCH	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG HUNGARY BRANCH	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG JAKARTA BRANCH	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG MUMBAI BRANCH	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG, AMSTERDAM BRANCH	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG, AMSTERDAM BRANCH (BELGIUM)	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG, AMSTERDAM BRANCH (FRANCE)	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG, AMSTERDAM BRANCH (PORTUGAL)	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG, COLOMBO BRANCH	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG, FRANKFURT	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG, HO CHI MINH CITY BRANCH	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG, HONG KONG BRANCH	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG, KARACHI	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG, LONDON BRANCH	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG, MANILA BRANCH	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG, NEW YORK	n/a	n/a	n/a	N	yes	NY
DEUTSCHE BANK AG, SEOUL BRANCH	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG, SINGAPORE BRANCH	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AG, TAIPEI BRANCH	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK AKTIENGESELLSCHAFT FILIALE PRAG, ORGANIZACNI SLOZKA	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK POLSKA S.A.	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK S.A. - BANCO ALEM?O	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK S.A.E.	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE BANK S.P.A.	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE GROUP SERVICES PTY LIMITED	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE SECURITIES AND SERVICES, DUBAI	n/a	n/a	n/a	N	yes	n/a
DEUTSCHE SECURITIES SAUDI ARABIA LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 18

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 17, 2026	$1.9B	$0	25	8	0	n/a	n/a
2024	Apr 30, 2025	$1.4B	$1.4B	28	8	0	n/a	n/a
2023	Mar 28, 2024	$1.9B	$1.9B	26	8	0	n/a	n/a
2022	Mar 31, 2023	$1.6B	$1.6B	23	8	0	n/a	n/a
2021	Mar 30, 2022	$2.1B	$2.1B	21	8	0	n/a	n/a
2020	Mar 29, 2021	$1.7B	$1.7B	19	8	0	n/a	n/a
2019	Mar 30, 2020	$1.7B	$1.7B	22	10	0	n/a	n/a
2018	Mar 27, 2019	$1.3B	$1.3B	23	10	0	n/a	n/a
2017	Mar 29, 2018	$1.2B	$1.2B	8	6	0	n/a	n/a
2016	Mar 31, 2017	$1.1B	$1.1B	7	6	n/a	n/a	n/a
2015	Mar 29, 2016	$985M	$985M	7	6	n/a	n/a	n/a
2014	Mar 31, 2015	$938M	$938M	8	6	n/a	n/a	n/a
2013	Mar 26, 2014	$796M	$796M	9	6	n/a	n/a	n/a
2012	Mar 28, 2013	$192M	$192M	18	12	n/a	n/a	n/a
2011	Mar 30, 2012	$252M	$252M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.9B	$1.4B	32.2%	$1.6B	4.9%	25	28	0	0

Relationships

Affiliated with (11)

← RREEF AMERICA L.L.C.Registered adviserother investment adviser, common control
factForm ADV
← DWS ALTERNATIVES GLOBAL LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
← DWS INVESTMENT MANAGEMENT AMERICAS, INC.Registered adviserother investment adviser, common control
factForm ADV
← DWS INVESTMENTS HONG KONG LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ DWS INVESTMENT MANAGEMENT AMERICAS, INC.Registered adviserother investment adviser, bank, common control
factForm ADV
→ DWS INTERNATIONAL GMBHRegistered adviserother investment adviser, bank, common control
factForm ADV
→ RREEF AMERICA L.L.C.Registered adviserother investment adviser, bank, common control
factForm ADV
→ DWS INVESTMENTS HONG KONG LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ DBX ADVISORS LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← DWS INTERNATIONAL GMBHRegistered adviserother investment adviser, common control
factForm ADV
← DEUTSCHE ASSET MANAGEMENT (JAPAN) LIMITEDRegistered adviserother investment adviser, common control
factForm ADV

Controls (8)

← IRVING, DAVID, KENNETHOwnerDIRECTOR, ownership code NA, individual
Jul 31, 2013 to Oct 2, 2024factForm ADV
← ROBINSON, CHRIS, THEOOwnerDIRECTOR, ownership code NA, individual
Mar 11, 2015 to Oct 2, 2024factForm ADV
← MURFIN, SIMON, JOHNOwnerCHIEF FINANCIAL OFFICER AND DIRECTOR, ownership code NA, individual
Oct 21, 2020 to Oct 2, 2024factForm ADV
← HENDRIKS, DAVID, DUNSTANOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 30, 2021 to Oct 2, 2024factForm ADV
← Yeom, Jung WonOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Oct 4, 2023 to Oct 2, 2024factForm ADV
← DB BETEILIGUNGS-HOLDING GMBHOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 29, 2018 to Oct 2, 2024factForm ADV
← DEUTSCHE BANK AGOwnerSHAREHOLDER, ownership code E, foreign entity
Nov 21, 2011 to Oct 2, 2024factForm ADV
← DWS GROUP GMBH & CO. KGAAOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 29, 2018 to Oct 2, 2024factForm ADV

Owns (1)

← WONG, SUSANNA, N.Y.OwnerLEGAL, ownership code NA, individual
Oct 21, 2020 to Oct 2, 2024factForm ADV

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
Dws Investments Australia Limited reported RAUM $1.9B, up 32% from $1.4B (2025-12-10 to 2026-03-31)
Form ADVobserved 6 days ago
$462M
Occurred
Apr 30, 2025
Regulatory AUM changed
Dws Investments Australia Limited reported RAUM $1.4B, down 25% from $1.9B (2025-03-04 to 2025-04-30)
Form ADVobserved 6 days ago
$-491M
Occurred
Oct 4, 2023
Control person joined
Jung Won Yeom (Chief Operating Officer) appeared on Schedule A of Dws Investments Australia Limited
Form ADVobserved 6 days ago
Occurred
Oct 4, 2023
Control person left
Caleb Orr (Chief Operating Officer) no longer on Schedule A of Dws Investments Australia Limited (listed 2023-08-09, absent 2023-10-04)
Form ADVobserved 6 days ago
Occurred
Nov 30, 2021
Control person joined
Dunstan David Hendriks (Chief Compliance Officer) appeared on Schedule A of Dws Investments Australia Limited
Form ADVobserved 6 days ago
Occurred
Nov 30, 2021
Control person left
Shane Michael Thomas (Chief Compliance Officer) no longer on Schedule A of Dws Investments Australia Limited (listed 2021-11-15, absent 2021-11-30)
Form ADVobserved 6 days ago
Occurred
Oct 6, 2021
Control person joined
Caleb Orr (Chief Operating Officer) appeared on Schedule A of Dws Investments Australia Limited
Form ADVobserved 6 days ago
Occurred
Oct 6, 2021
Control person left
James Hedley Stuart Thorpe (Chief Operating Officer) no longer on Schedule A of Dws Investments Australia Limited (listed 2021-09-29, absent 2021-10-06)
Form ADVobserved 6 days ago
Occurred
Sep 10, 2021
Control person left
Rodney Andrew Taylor (Director) no longer on Schedule A of Dws Investments Australia Limited (listed 2021-07-21, absent 2021-09-10)
Form ADVobserved 6 days ago
Occurred
May 14, 2021
Control person left
Christopher Leon Williams (Director) no longer on Schedule A of Dws Investments Australia Limited (listed 2021-04-09, absent 2021-05-14)
Form ADVobserved 6 days ago
Occurred
Oct 21, 2020
Control person joined
John Simon Murfin (Chief Financial Officer) appeared on Schedule A of Dws Investments Australia Limited
Form ADVobserved 6 days ago
Occurred
May 20, 2020
Control person joined
Christopher Leon Williams (Director) appeared on Schedule A of Dws Investments Australia Limited
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
Regulatory AUM changed
Dws Investments Australia Limited reported RAUM $1.7B, up 29% from $1.3B (2019-12-09 to 2020-03-30)
Form ADVobserved 6 days ago
$382M
Occurred
May 31, 2019
Control person left
Peter John Cincotta (Director) no longer on Schedule A of Dws Investments Australia Limited (listed 2019-03-27, absent 2019-05-31)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b564fe44-8004-6c48-34a7-e6ea78b811df
First observed: Nov 21, 2011
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DWS INVESTMENTS AUSTRALIA LIMITED

CRD 109112

SYDNEY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b564fe44-8004-6c48-34a7-e6ea78b811df

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:04 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DB BETEILIGUNGS-HOLDING GMBH

Shareholder

yes

03/2018

Mar 29, 2018

Oct 2, 2024

DEUTSCHE BANK AG

Shareholder

yes

02/2018

Nov 21, 2011

Oct 2, 2024

DWS GROUP GMBH & CO. KGAA

Shareholder

yes

02/2018

Mar 29, 2018

Oct 2, 2024

HENDRIKS, DAVID, DUNSTAN

CHIEF COMPLIANCE OFFICER

yes

11/2021

Nov 30, 2021

Oct 2, 2024

IRVING, DAVID, KENNETH

Director

yes

07/2013

Jul 31, 2013

Oct 2, 2024

MURFIN, SIMON, JOHN

CHIEF FINANCIAL OFFICER AND DIRECTOR

yes

09/2021

Oct 21, 2020

Oct 2, 2024

ROBINSON, CHRIS, THEO

Director

yes

03/2015

Mar 11, 2015

Oct 2, 2024

Yeom, Jung Won

CHIEF OPERATING OFFICER

yes

10/2023

Oct 4, 2023

Oct 2, 2024

WONG, SUSANNA, N.Y.

Legal

10/2020

Oct 21, 2020

Oct 2, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DWS INTERNATIONAL GMBH

n/a

Asset manager

$229B

yes

n/a

DWS INVESTMENT MANAGEMENT AMERICAS, INC.

n/a

Other adviser

$200B

yes

n/a

RREEF AMERICA L.L.C.

n/a

Asset manager

$34B

yes

n/a

DBX ADVISORS LLC

n/a

Asset manager

$29B

yes

n/a

DWS INVESTMENTS HONG KONG LIMITED

n/a

Asset manager

$5.1B

yes

n/a

DEUTSCHE ALTERNATIVE ASSET MANAGEMENT (UK) LIMITED

n/a

yes

n/a

DEUTSCHE AUSTRALIA LIMITED

n/a

yes

n/a

DEUTSCHE BANK (CHINA) CO., LTD., SHANGHAI BRANCH

n/a

yes

n/a

DEUTSCHE BANK (MALAYSIA) BERHAD

n/a

yes

n/a

DEUTSCHE BANK A.S.

n/a

yes

n/a

DEUTSCHE BANK AG

n/a

DEUTSCHE BANK AG BANGKOK BRANCH

n/a

yes

n/a

DEUTSCHE BANK AG HUNGARY BRANCH

n/a

yes

n/a

DEUTSCHE BANK AG JAKARTA BRANCH

n/a

yes

n/a

DEUTSCHE BANK AG MUMBAI BRANCH

n/a

yes

n/a

DEUTSCHE BANK AG, AMSTERDAM BRANCH

n/a

yes

n/a

DEUTSCHE BANK AG, AMSTERDAM BRANCH (BELGIUM)

n/a

yes

n/a

DEUTSCHE BANK AG, AMSTERDAM BRANCH (FRANCE)

n/a

yes

n/a

DEUTSCHE BANK AG, AMSTERDAM BRANCH (PORTUGAL)

n/a

yes

n/a

DEUTSCHE BANK AG, COLOMBO BRANCH

n/a

yes

n/a

DEUTSCHE BANK AG, FRANKFURT

n/a

yes

n/a

DEUTSCHE BANK AG, HO CHI MINH CITY BRANCH

n/a

yes

n/a

DEUTSCHE BANK AG, HONG KONG BRANCH

n/a

yes

n/a

DEUTSCHE BANK AG, KARACHI

n/a

yes

n/a

DEUTSCHE BANK AG, LONDON BRANCH

n/a

yes

n/a

DEUTSCHE BANK AG, MANILA BRANCH

n/a

yes

n/a

DEUTSCHE BANK AG, NEW YORK

n/a

yes

DEUTSCHE BANK AG, SEOUL BRANCH

n/a

yes

n/a

DEUTSCHE BANK AG, SINGAPORE BRANCH

n/a

yes

n/a

DEUTSCHE BANK AG, TAIPEI BRANCH

n/a

yes

n/a

DEUTSCHE BANK AKTIENGESELLSCHAFT FILIALE PRAG, ORGANIZACNI SLOZKA

n/a

yes

n/a

DEUTSCHE BANK POLSKA S.A.

n/a

yes

n/a

DEUTSCHE BANK S.A. - BANCO ALEM?O

n/a

yes

n/a

DEUTSCHE BANK S.A.E.

n/a

yes

n/a

DEUTSCHE BANK S.P.A.

n/a

yes

n/a

DEUTSCHE GROUP SERVICES PTY LIMITED

n/a

yes

n/a

DEUTSCHE SECURITIES AND SERVICES, DUBAI

n/a

yes

n/a

DEUTSCHE SECURITIES SAUDI ARABIA LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 17, 2026

$1.9B

n/a

2024

Apr 30, 2025

$1.4B

n/a

2023

Mar 28, 2024

$1.9B

n/a

2022

Mar 31, 2023

$1.6B

n/a

2021

Mar 30, 2022

$2.1B

n/a

2020

Mar 29, 2021

$1.7B

n/a

2019

Mar 30, 2020

$1.7B

n/a

2018

Mar 27, 2019

$1.3B

n/a

2017

Mar 29, 2018

$1.2B

n/a

2016

Mar 31, 2017

$1.1B

n/a

2015

Mar 29, 2016

$985M

n/a

2014

Mar 31, 2015

$938M

n/a

2013

Mar 26, 2014

$796M

n/a

2012

Mar 28, 2013

$192M

n/a

2011

Mar 30, 2012

$252M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.9B

$1.4B

32.2%

$1.6B

4.9%