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Advisor at MORGAN STANLEY
Coral Gables, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Aug 19, 2024 | n/a | yes | Coral Gables, FL | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 13, 2019 | Apr 4, 2024 | no | Miami, FL|Miami, FL|Miami, FL | Previous registration |
| MORGAN STANLEY | Wirehouse | Apr 4, 2016 | Apr 30, 2019 | no | Miami, FL | Previous registration |
| CREDIT SUISSE SECURITIES (USA) LLC | Former SEC adviser | Mar 15, 2010 | Apr 12, 2016 | no | MIAMI, FL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 29, 2007 | Mar 10, 2010 | no | NEW YORK, NY|Miami, FL | Previous registration |
| CITICORP INVESTMENT SERVICES | n/a | Jan 9, 2007 | May 29, 2007 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Apr 4, 2024 | Aug 19, 2024 | 137 | Firm change | Ibd to wirehouse |
| MORGAN STANLEY | CITIGROUP GLOBAL MARKETS INC. | Apr 30, 2019 | May 13, 2019 | 13 | Firm change | Wirehouse to ibd |
| CREDIT SUISSE SECURITIES (USA) LLC | MORGAN STANLEY | Apr 12, 2016 | Apr 4, 2016 | -8 | Bulk transfer | Other |
| CITIGROUP GLOBAL MARKETS INC. | CREDIT SUISSE SECURITIES (USA) LLC | Mar 10, 2010 | Mar 15, 2010 | 5 | Firm change | Other |
| CITICORP INVESTMENT SERVICES | CITIGROUP GLOBAL MARKETS INC. | May 29, 2007 | May 29, 2007 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7059:149777:FL:2024-04-04 | Apr 4, 2024 | Aug 19, 2024 | MIAMI, FL | Firm change |