DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

A••••• M•••• P•••• B••• Z••••••

M••••• S••••••wirehouseCoral Gables, Fldual registrantIAPD 5181370

Feed of 09/14/2026

Also filed as A••••• B•••-Z••••••

At current firm

2 y

since Aug 19, 2024

In the industry

19 y

since Dec 20, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Aug 19, 2024 · Coral Gables, Fl
C•••••••• G••••• M•••••• I••• BD affiliated
May 13, 2019 to Apr 4, 2024 · Miami, Fl
M••••• S•••••• wirehouse
Apr 4, 2016 to Apr 30, 2019 · Miami, Fl
C••••• S••••• S••••••••• •••• L•• former
Mar 15, 2010 to Apr 12, 2016 · Miami, Fl
C•••••••• G••••• M•••••• I••• BD affiliated
May 29, 2007 to Mar 10, 2010 · New York, Ny
C••••••• I••••••••• S••••••• unclassified
Jan 9, 2007 to May 29, 2007 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Apr 4, 2024, registered Aug 19, 2024 (137 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
M••••• S•••••• to C•••••••• G••••• M•••••• I•••
left Apr 30, 2019, registered May 13, 2019 (13 days) · Wirehouse to affiliated broker-dealer or bank
C••••• S••••• S••••••••• •••• L•• to M••••• S••••••
left Apr 12, 2016, registered Apr 4, 2016 (-8 days) · corporate re-registration, not a move
C•••••••• G••••• M•••••• I••• to C••••• S••••• S••••••••• •••• L••
left Mar 10, 2010, registered Mar 15, 2010 (5 days) · Other
C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••
left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move

Signals

Andrea Maria Prado Bing Zaremba left C•••••••• G••••• M•••••• I••• for M••••• S•••••• (registered 2024-08-19)
Apr 4, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address