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RIA / WealthAdvisorChartered Financial Analyst33 years in industry

JOHN TIMOTHY KEEFE

Advisor at SECURE INVESTMENT MANAGEMENT, LLC

TUCSON, AZ

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Search this name across graphsid dfx:ria:0db47b91-3c13-1ece-05f8-0fc24d3cbd60

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jun 26, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SECURE INVESTMENT MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 14, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S63|S65
First exam: Jun 14, 1993
First registration: Jun 26, 2006
Dual registered: no
Other names: TIM KEEFE
IAPD individual key: 2199780

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SECURE INVESTMENT MANAGEMENT, LLC	Independent wealth	Nov 2, 2022	n/a	yes	TUCSON, AZ	Current employment
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	May 28, 2020	Oct 6, 2022	no	Tucson, AZ\|WHEATON, IL	Previous registration
SECURE INVESTMENT MANAGEMENT, LLC	Independent wealth	Nov 12, 2019	Jul 27, 2022	no	TUCSON, AZ	Previous registration
BAY TREE CAPITAL MANAGEMENT, INC.	n/a	Jan 4, 2011	Dec 31, 2013	no	SAN FRANCISCO, CA	Previous registration
FISHER INVESTMENTS	Independent wealth	Jun 26, 2006	Apr 23, 2007	no	PLANO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BROOKSTONE CAPITAL MANAGEMENT LLC	SECURE INVESTMENT MANAGEMENT, LLC	Oct 6, 2022	Nov 2, 2022	27	Firm change	RIA to RIA
SECURE INVESTMENT MANAGEMENT, LLC	BROOKSTONE CAPITAL MANAGEMENT LLC	Jul 27, 2022	May 28, 2020	-790	Firm change after gap	RIA to RIA
BAY TREE CAPITAL MANAGEMENT, INC.	SECURE INVESTMENT MANAGEMENT, LLC	Dec 31, 2013	Nov 12, 2019	2,142	Firm change after gap	Other
FISHER INVESTMENTS	BAY TREE CAPITAL MANAGEMENT, INC.	Apr 23, 2007	Jan 4, 2011	1,352	Firm change after gap	Other

Relationships

Registered with (4)

→ SECURE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 12, 2019 to Jul 27, 2022factForm ADV
→ BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
May 28, 2020 to Oct 6, 2022factForm ADV
→ BAY TREE CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Jan 4, 2011 to Dec 31, 2013factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Jun 26, 2006 to Apr 23, 2007factForm ADV

Dated events

Occurred
Oct 6, 2022
Advisor changed firm
John Timothy Keefe left Brookstone Capital Management Llc for Secure Investment Management, Llc (registered 2022-11-02)
Form ADVobserved 5 days ago
Occurred
Jul 27, 2022
Advisor changed firm
John Timothy Keefe left Secure Investment Management, Llc for Brookstone Capital Management Llc (registered 2020-05-28)
Form ADVobserved 5 days ago