DFX Intelligence

B•••••• J•••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

B•••••• J•••• H••••

Advisor at I•••••••• A•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0db9526a-0ae2-8c04-16b7-690e3aaf4166

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Dec 5, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 26, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••••• A••••••• S••••••••	Independent wealth	Sep 2, 2026	n/a	yes	Urbandale, IA\|DALLAS, TX	Current employment
I•••••••• A•••••••• L••	Bd affiliated wealth	Sep 2, 2026	n/a	yes	URBANDALE, IA\|Urbandale, IA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• A••••••• L••	I•••••••• A••••••• S••••••••	Jul 31, 2026	Sep 2, 2026	33	Firm change	Other
P•••••••• A•••• M•••••••••	C•••• A••••••• L••	Aug 14, 2024	Aug 26, 2024

Relationships

Registered with (9)

→ I•••••••• A•••••••• L••Registered adviserregistration: current employment
Sep 2, 2026 to presentfactForm ADV
→ I•••••••• A••••••• S••••••••Registered adviserregistration: current employment
Sep 2, 2026 to presentfactForm ADV
→ C•••• A••••••• L••Registered adviserregistration: previous registration
Aug 26, 2024 to Jul 31, 2026factForm ADV
→ P•••••••• A•••• M•••••••••

Dated events

Occurred
Jul 31, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 14, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0db9526a-0ae2-8c04-16b7-690e3aaf4166
First observed: Dec 5, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.