DFX Intelligence

C•••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 100m 1b

C•••• A••••••• L••

CRD 323063

SAN FRANCISCO, CA

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Data as of Jul 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 23
On other graphs: 1
Observed: Oct 7, 2022 to Jul 28, 2026
18 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

C•••• A••••••• L••

Capital provider to sponsors · same CRD, same SEC file number

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderived••• Locked
Regulatory AUM: $962M••• Locked
Discretionary RAUM: $962M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $160Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
S••••••• •••• N••••••	n/a	SAN FRANCISCO, CA	3	12	n/a	no
E•••• M•••• G••••••	n/a	SAN FRANCISCO, CA	2	19

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•••• E••••••• F••• • U••• • L••	Other Private Fund	$585M	Jul 28, 2026	310	Sep 12, 2024	reported	021-518878
C•••• I••••••• V•••••• I•	Other Private Fund	$179M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••• F••••••••• I•••	MANAGING MEMBER	E	yes	01/2022	Oct 7, 2022	Sep 12, 2024
H••••• B••••••• J••••	CHIEF COMPLIANCE OFFICER	Na	yes	08/2024	Aug 29, 2024	Sep 12, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••• F••• M••••••••• G• L••	n/a	n/a	n/a	Y	no	n/a
C•••• S••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 4, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	1	2	16.7%	2	1	0	7	2

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$962M	$291M	231.1%	$0	n/a	15	13	2	0

Relationships

Registered with (9)

← J•••••• A•••• H•••••Advisorregistration: current employment
Sep 18, 2026 to presentfactForm ADV
← N••••••• T••••• F•••••••Advisorregistration: current employment
Jul 28, 2026 to presentfactForm ADV
← L••• Z•••• A••••••Advisorregistration: current employment
Jun 23, 2026 to presentfactForm ADV
← R••• T••• G••••••

Dated events

10 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
28 Jul 2026
Ria private fund assets change
••• Locked
Form ADV
$1.1B
Occurred
28 Jul 2026
Private fund first reported4 events
Private fund first reported: 4 on 28 Jul 2026
$58.4M to $179M
- ••• Locked$179M
- ••• Locked$163M
- ••• Locked$152M
Occurred
31 Jul 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
28 Jul 2026
Ria office opened
••• Locked
Form ADV
Occurred
20 Feb 2026
Regulatory AUM changed
••• Locked
Form ADV
$671M

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 7, 2022
Last observed: Jul 28, 2026 58 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.