DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MARINER INDEPENDENT
Aliso Viejo, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MARINER INDEPENDENT | Independent wealth | Apr 27, 2026 | n/a | yes | Aliso Viejo, CA | Current employment |
| FOCUS PARTNERS WEALTH, LLC | Independent wealth | Jan 11, 2026 | May 20, 2026 | no | Aliso Viejo, CA | Previous registration |
| NORTHCOAST ASSET MANAGEMENT LLC | Independent wealth | Jan 6, 2025 | Apr 14, 2026 | no | Aliso Viejo, CA | Previous registration |
| NORTHCOAST ASSET MANAGEMENT LLC | Independent wealth | Nov 16, 2018 | Dec 31, 2024 | no | Aliso Viejo, CA|STAMFORD, CT | Previous registration |
| AFAM CAPITAL, INC. | Former SEC adviser | Jul 8, 1997 | Nov 5, 2018 | no | LAGUNA BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FOCUS PARTNERS WEALTH, LLC | MARINER INDEPENDENT | May 20, 2026 | Apr 27, 2026 | -23 | Firm change | RIA to RIA |
| NORTHCOAST ASSET MANAGEMENT LLC | FOCUS PARTNERS WEALTH, LLC | Apr 14, 2026 | Jan 11, 2026 | -93 | Channel change | RIA to RIA |
| AFAM CAPITAL, INC. | NORTHCOAST ASSET MANAGEMENT LLC | Nov 5, 2018 | Nov 16, 2018 | 11 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 159289:305418:CA:2026-05-20 | May 20, 2026 | Apr 27, 2026 | ALISO VIEJO, CA | Firm change |