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C•••••••• F••••••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

C•••••••• F••••••• L•••

Advisor at M••• W•••••

Park Ridge, IL | DENVER, CO

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Search this name across graphsid dfx:ria:0de2eb08-02e5-4416-ace0-77ac98327965

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 14, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••• W•••••	Independent wealth	Apr 17, 2023	n/a	yes	DENVER, CO\|Park Ridge, IL	Current employment
W••••• W•••• A•••••••• I••	Independent wealth	Apr 14, 2021	Apr 12, 2023	no	San Antonio, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• W•••• A•••••••• I••	M••• W•••••	Apr 12, 2023	Apr 17, 2023	5	Firm change	RIA to RIA

Relationships

Registered with (2)

→ M••• W•••••Registered adviserregistration: current employment
Apr 17, 2023 to presentfactForm ADV
→ W••••• W•••• A•••••••• I••Registered adviserregistration: previous registration
Apr 14, 2021 to Apr 12, 2023factForm ADV

Dated events

Occurred
Apr 12, 2023
Advisor changed firm
C•••••••• F••••••• L••• left W••••• W•••• A•••••••• I•• for M••• W••••• (registered 2023-04-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0de2eb08-02e5-4416-ace0-77ac98327965
First observed: Apr 14, 2021
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.