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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

JONATHAN THOMAS

Advisor at PNC WEALTH MANAGEMENT

LIVONIA, MI | FARMINGTON HILLS, MI | BERKLEY, MI

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Search this name across graphsid dfx:ria:0df1661e-bac7-88e5-f2c8-e29d43547afb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Feb 8, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PNC WEALTH MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Nov 4, 2019
First registration: Feb 8, 2021
Dual registered: yes, broker-dealer
Other names: Jonathan Thomas|JT Thomas|Jonathan Stevens Thomas|Jon Thomas
IAPD individual key: 7085845

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Jan 2, 2026	n/a	yes	FARMINGTON HILLS, MI\|LIVONIA, MI\|BERKLEY, MI	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 22, 2024	Dec 17, 2025	no	BLOOMFIELD HILLS, MI	Previous registration
SECURE ASSET MANAGEMENT, L.L.C.	Independent wealth	Sep 23, 2021	Feb 2, 2024	no	TROY, MI\|Bloomfield Hills, MI	Previous registration
Spc	Bd affiliated wealth	May 4, 2021	Sep 28, 2021	no	ANN ARBOR, MI\|Bloomfield Hills, MI	Previous registration
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Feb 8, 2021	May 4, 2021	no	Troy, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PNC WEALTH MANAGEMENT	Dec 17, 2025	Jan 2, 2026	16	Firm change	Wirehouse to ibd
SECURE ASSET MANAGEMENT, L.L.C.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Feb 2, 2024	Feb 22, 2024	20	Firm change	RIA to wirehouse
Spc	SECURE ASSET MANAGEMENT, L.L.C.	Sep 28, 2021	Sep 23, 2021	-5	Firm change	Ibd to RIA
AE WEALTH MANAGEMENT, LLC	Spc	May 4, 2021	May 4, 2021	0	Firm change	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
110692:144046:MI:2021-09-24	Sep 28, 2021	Sep 23, 2021	BLOOMFIELD HILLS, MI	Firm change

Relationships

Registered with (5)

→ PNC WEALTH MANAGEMENTRegistered adviserregistration: current employment
Jan 2, 2026 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 22, 2024 to Dec 17, 2025factForm ADV
→ SECURE ASSET MANAGEMENT, L.L.C.Registered adviserregistration: previous registration
Sep 23, 2021 to Feb 2, 2024factForm ADV
→ SPCRegistered adviserregistration: previous registration
May 4, 2021 to Sep 28, 2021factForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 8, 2021 to May 4, 2021factForm ADV

Dated events

Occurred
Dec 17, 2025
Advisor changed firm
Jonathan Thomas left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Pnc Wealth Management (registered 2026-01-02)
Form ADVobserved 4 days ago
Occurred
Feb 2, 2024
Advisor changed firm
Jonathan Thomas left Secure Asset Management, L.L.C. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-02-22)
Form ADVobserved 4 days ago