DFX Intelligence

P••• E••••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

P••• E••••• B•••••••••

Advisor at T••••••• S••••••• A•••••••

INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:0e059830-24b1-d629-3e5d-1e1b0b2afb31

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 8, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• S••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 20, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• S••••••• A•••••••	Bd affiliated wealth	Jan 27, 2025	n/a	yes	INDIANAPOLIS, IN	Current employment
T••••••• S••••••• F••••••••	Former SEC adviser	Jan 31, 2019	Jan 3, 2022	no	Washington, DC\|INDIANAPOLIS, IN\|Chevy Chase, MD\|INDIANAPOLIS, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• S••••••• F••••••••	T••••••• S••••••• A•••••••	Jan 3, 2022	Jan 27, 2025	1,120	Firm change after gap	Other
S••••• F•••••••• G•••• I••	T••••••• S••••••• F••••••••	Nov 2, 2018	Jan 31, 2019

Relationships

Registered with (3)

→ T••••••• S••••••• A•••••••Registered adviserregistration: current employment
Jan 27, 2025 to presentfactForm ADV
→ T••••••• S••••••• F••••••••Registered adviserregistration: previous registration
Jan 31, 2019 to Jan 3, 2022factForm ADV
→ S••••• F•••••••• G•••• I••Registered adviserregistration: previous registration
Dec 8, 2004 to Nov 2, 2018factForm ADV

Dated events

Occurred
Jan 3, 2022
Advisor changed firm
P••• E••••• B••••••••• left T••••••• S••••••• F•••••••• for T••••••• S••••••• A••••••• (registered 2025-01-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0e059830-24b1-d629-3e5d-1e1b0b2afb31
First observed: Dec 8, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.