DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P•••••••• F•••••••• S•••••••
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••••••• F•••••••• S••••••• | Independent wealth | Jul 21, 2022 | n/a | yes | LOS ANGELES, CA | Current employment |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Oct 5, 2009 | Jul 26, 2022 | no | CENTURY CITY, CA|Newport Beach, CA|Los Angeles, CA|Los Angeles, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | P•••••••• F•••••••• S••••••• | Jul 26, 2022 | Jul 21, 2022 | -5 | FIRM_C•••GE | Ibd to RIA |
| A••••••••• A•••••• S•••••••• I••• | A••••••••• F•••••••• S•••••••• L•• | Oct 5, 2009 | Oct 5, 2009 |
| A••••••••• A•••••• S•••••••• I••• | n/a | Jan 26, 2007 | Oct 5, 2009 | no | CENTURY CITY, CA | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Aug 23, 2002 | Feb 6, 2007 | no | BEVERLY HILLS, CA|BEVERLY HILLS, CA | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Aug 4, 1998 | Aug 30, 2002 | no | LOS ANGELES, CA | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| U•• F•••••••• S••••••• I••• | A••••••••• A•••••• S•••••••• I••• | Feb 6, 2007 | Jan 26, 2007 | -11 | FIRM_C•••GE | Other |
| C•••••••• G••••• M•••••• I••• | U•• F•••••••• S••••••• I••• | Aug 30, 2002 | Aug 23, 2002 | -7 | FIRM_C•••GE | Other |