DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E•••• C•••••••• C•••

P•••••••• F•••••••• S•••••••independent RIALos Angeles, Cadual registrantIAPD 2290613

Feed of 09/14/2026

Also filed as E•••• Chew Kwong C•••

At current firm

4 y

since Jul 21, 2022

In the industry

33 y

since Oct 28, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Senior Vice President | LPL Registered Representativereportedperennialfinancialservices.comfirm site, Sep 15, 2026
Direct business phone: 424-442-2516reportedperennialfinancialservices.comfirm site, Sep 15, 2026
Professional profile: linkedin.com/in/eddie-chan-94b4458reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Professional profile: perennialfinancialservices.com/team/eddie-chanreportedperennialfinancialservices.comfirm site, Sep 15, 2026
Professional profile: linkedin.com/in/eddie-chan-94b4458reportedperennialfinancialservices.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

P•••••••• F•••••••• S••••••• independent RIA current
since Jul 21, 2022 · Los Angeles, Ca
A••••••••• F•••••••• S•••••••• L•• national BD
Oct 5, 2009 to Jul 26, 2022 · Century City, Ca
A••••••••• A•••••• S•••••••• I••• unclassified
Jan 26, 2007 to Oct 5, 2009 · Century City, Ca
U•• F•••••••• S••••••• I••• wirehouse
Aug 23, 2002 to Feb 6, 2007 · Beverly Hills, Ca
C•••••••• G••••• M•••••• I••• BD affiliated
Aug 4, 1998 to Aug 30, 2002 · Los Angeles, Ca

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to P•••••••• F•••••••• S•••••••
left Jul 26, 2022, registered Jul 21, 2022 (-5 days) · Affiliated broker-dealer or bank to independent RIA
A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••
left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
U•• F•••••••• S••••••• I••• to A••••••••• A•••••• S•••••••• I•••
left Feb 6, 2007, registered Jan 26, 2007 (-11 days) · Other
C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••
left Aug 30, 2002, registered Aug 23, 2002 (-7 days) · Other

Signals

E•••• C•••••••• C••• left A••••••••• F•••••••• S•••••••• L•• for P•••••••• F•••••••• S••••••• (registered 2022-07-21)
Jul 26, 2022 · a•••••• firm c•••ge · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address