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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

STONEGATE CAPITAL ADVISORS, LLC

CRD 113843

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0e347f55-4a8e-e1c7-8c5c-982a678bf11d

Data as of Jan 20, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 1
On other graphs: 0
Observed: Dec 2, 2011 to Jan 20, 2021
43 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $374MItem 5.F on the latest filing (2021-01-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $374M
Private client RAUM: $347MderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,250
Individual clients: 257
High net worth clients: 0
SEC number: 801-68121
CRD: 113843
Filings on the tape: 43
First filed: Dec 2, 2011
Latest filed: Jan 20, 2021
Organised: Limited Liability Company, Arizona

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
STONEBLUE REVOCABLE TRUST	SOLE MEMBER AND OWNER OF STONEGATE FINANCIAL GROUP, LLC	E	yes	08/2009	Mar 31, 2015	Jan 20, 2021
STONEGATE FINANCIAL GROUP, LLC	SOLE MEMBER AND OWNER OF STONEGATE CAPITAL ADVISORS, LLC	E	yes	12/2014	Mar 31, 2015	Jan 20, 2021
VAN HOUTEN, JAMESON, ALAN	TRUSTEE OF STONEBLUE REVOCABLE TRUST	C	yes	03/2003	Dec 2, 2011	Jan 20, 2021
VAN HOUTEN, JAMESON, ALAN	CEO/PRESIDENT	Na	yes	03/2003	Dec 2, 2011	Jan 20, 2021

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Jan 20, 2021	$374M	$374M	9	5	0	n/a	n/a
2019	Mar 18, 2020	$302M	$302M	9	5	0	n/a	n/a
2018	Mar 18, 2019	$349M	$349M	9	5	1	n/a	n/a
2017	Mar 12, 2018	$322M	$322M	9	5	1	n/a	n/a
2016	Mar 30, 2017	$286M	$286M	10	5	n/a	n/a	n/a
2015	Mar 24, 2016	$252M	$252M	10	5	n/a	n/a	n/a
2014	Mar 31, 2015	$236M	$236M	10	5	n/a	n/a	n/a
2013	Mar 17, 2014	$185M	$185M	7	3	n/a	n/a	n/a
2012	Mar 27, 2013	$149M	$149M	7	3	n/a	n/a	n/a
2011	Jan 26, 2012	$125M	$125M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$374M	$302M	23.8%	$322M	5.1%	9	9	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BEACON POINTE ADVISORS, LLC	4	Nov 18, 2021	Dec 22, 2021	SCOTTSDALE, AZ	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (3)

← STONEGATE FINANCIAL GROUP, LLCOwnerSOLE MEMBER AND OWNER OF STONEGATE CAPITAL ADVISORS, LLC, ownership code E, domestic entity
Mar 31, 2015 to presentfactForm ADV
← VAN HOUTEN, JAMESON, ALANOwnerTRUSTEE OF STONEBLUE REVOCABLE TRUST, ownership code C, individual
Dec 2, 2011 to presentfactForm ADV
← STONEBLUE REVOCABLE TRUSTOwnerSOLE MEMBER AND OWNER OF STONEGATE FINANCIAL GROUP, LLC, ownership code E, domestic entity
Mar 31, 2015 to presentfactForm ADV

Moved with (1)

→ BEACON POINTE ADVISORS, LLCRegistered adviser4 advisors, firm absorbed, same day
Nov 18, 2021 to Dec 22, 2021factForm ADV

Registered with (7)

← JAMESON ALAN VAN HOUTENAdvisorregistration: previous registration
Jan 19, 2017 to Nov 18, 2021factForm ADV
← TODD MICHAEL RUBLEAdvisorregistration: previous registration
Jan 19, 2017 to Nov 18, 2021factForm ADV
← SEAN PATRICK MAHONEYAdvisorregistration: previous registration
Jul 18, 2018 to Nov 18, 2021factForm ADV
← T LIAM POWELLAdvisorregistration: previous registration
Apr 16, 2018 to Nov 18, 2021factForm ADV
← JOSEPH PAUL KALMANOVITZAdvisorregistration: previous registration
Jan 19, 2017 to Mar 19, 2018factForm ADV
← JILL MARIE SADLERAdvisorregistration: previous registration
Jul 31, 2012 to Dec 31, 2016factForm ADV
← LIA WHISLER SEARAAdvisorregistration: previous registration
Apr 28, 2014 to Apr 15, 2015factForm ADV

Dated events

Occurred
Mar 31, 2015
Succession filed (Item 4)
Stonegate Financial Group, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0e347f55-4a8e-e1c7-8c5c-982a678bf11d
First observed: Dec 2, 2011
Last observed: Jan 20, 2021 68 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STONEGATE CAPITAL ADVISORS, LLC

CRD 113843

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0e347f55-4a8e-e1c7-8c5c-982a678bf11d

Data as of Jan 20, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:13 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

STONEBLUE REVOCABLE TRUST

SOLE MEMBER AND OWNER OF STONEGATE FINANCIAL GROUP, LLC

yes

08/2009

Mar 31, 2015

Jan 20, 2021

STONEGATE FINANCIAL GROUP, LLC

SOLE MEMBER AND OWNER OF STONEGATE CAPITAL ADVISORS, LLC

yes

12/2014

Mar 31, 2015

Jan 20, 2021

VAN HOUTEN, JAMESON, ALAN

TRUSTEE OF STONEBLUE REVOCABLE TRUST

yes

03/2003

Dec 2, 2011

Jan 20, 2021

VAN HOUTEN, JAMESON, ALAN

CEO/PRESIDENT

yes

03/2003

Dec 2, 2011

Jan 20, 2021

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Jan 20, 2021

$374M

n/a

2019

Mar 18, 2020

$302M

n/a

2018

Mar 18, 2019

$349M

n/a

2017

Mar 12, 2018

$322M

n/a

2016

Mar 30, 2017

$286M

n/a

2015

Mar 24, 2016

$252M

n/a

2014

Mar 31, 2015

$236M

n/a

2013

Mar 17, 2014

$185M

n/a

2012

Mar 27, 2013

$149M

n/a

2011

Jan 26, 2012

$125M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$374M

$302M

23.8%

$322M

5.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BEACON POINTE ADVISORS, LLC

Nov 18, 2021

Dec 22, 2021

SCOTTSDALE, AZ

Firm absorbed

RIA to RIA

100.0%