T• L••• P•••••

Advisor at B••••• P••••• A•••••••• L••

NEWPORT BEACH, CA | Scottsdale, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:22bcbed9-77b1-9a7f-f825-62eb133504d1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 4, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Oct 14, 2021	n/a	yes	NEWPORT BEACH, CA\|Scottsdale, AZ	Current employment
S•••••••• C•••••• A•••••••• L••	Former SEC adviser	Apr 16, 2018	Nov 18, 2021	no	SCOTTSDALE, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• C•••••• A•••••••• L••	B••••• P••••• A•••••••• L••	Nov 18, 2021	Oct 14, 2021	-35	Firm change after gap	RIA to RIA
M•• I•••••••• S•••••••• L••	S•••••••• C•••••• A•••••••• L••	Mar 26, 2018	Apr 16, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
113843:119290:AZ:2021-11-18	Nov 18, 2021	Oct 14, 2021	SCOTTSDALE, AZ	Firm change after gap

Relationships

Registered with (4)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Oct 14, 2021 to presentfactForm ADV
→ S•••••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 16, 2018 to Nov 18, 2021factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 26, 2017 to Mar 26, 2018factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:22bcbed9-77b1-9a7f-f825-62eb133504d1
First observed: Nov 4, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.