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Advisor at OSAIC WEALTH, INC.
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 19, 2015 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| FSC SECURITIES CORPORATION | Former SEC adviser | Nov 19, 2015 | Nov 3, 2023 | no | ATLANTA, GA | Previous registration |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Nov 19, 2015 | Jan 19, 2024 | no | OAKDALE, MN | Previous registration |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Nov 6, 2015 | Sep 1, 2023 | no | SCOTTSDALE, AZ | Previous registration |
| STONEGATE CAPITAL ADVISORS, LLC | Former SEC adviser | Jul 31, 2012 | Dec 31, 2016 | no | SCOTTSDALE, AZ | Previous registration |
| WEALTH TRUST - ARIZONA LLC | n/a | Mar 17, 2006 | Dec 31, 2007 | no | SCOTTSDALE, AZ | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | May 21, 2002 | Jan 25, 2006 | no | SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES, INC. | OSAIC WEALTH, INC. | Jan 19, 2024 | Nov 19, 2015 | -2,983 | Bulk transfer | Other |
| FSC SECURITIES CORPORATION | WOODBURY FINANCIAL SERVICES, INC. | Nov 3, 2023 | Nov 19, 2015 | -2,906 | Channel change | Other |
| SAGEPOINT FINANCIAL, INC. | FSC SECURITIES CORPORATION | Sep 1, 2023 | Nov 19, 2015 | -2,843 | Channel change | Other |
| STONEGATE CAPITAL ADVISORS, LLC | SAGEPOINT FINANCIAL, INC. | Dec 31, 2016 | Nov 6, 2015 | -421 | Firm change after gap | Other |
| WEALTH TRUST - ARIZONA LLC | STONEGATE CAPITAL ADVISORS, LLC | Dec 31, 2007 | Jul 31, 2012 | 1,674 | Firm change after gap | Other |
| STRATEGIC ADVISERS LLC | WEALTH TRUST - ARIZONA LLC | Jan 25, 2006 | Mar 17, 2006 | 51 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7461:421:GA:2023-11-03 | Nov 3, 2023 | Nov 19, 2015 | ATLANTA, GA | Firm change after gap |
| 133763:7461:AZ:2023-09-01 | Sep 1, 2023 | Nov 19, 2015 | SCOTTSDALE, AZ | Firm change after gap |