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RIA / WealthAdvisor27 years in industry

JAMES CHARLES BAKER

Advisor at KAYNE ANDERSON CAPITAL ADVISORS, L.P.

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0e42bb57-4223-6cd9-4dcf-288cc760e80a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 1
Observed: Jul 25, 2005 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

James Charles Baker

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KAYNE ANDERSON CAPITAL ADVISORS, L.P.
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 14, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 4
Registered states: 1
Exams: S66|S63
First exam: Dec 14, 1998
First registration: Jul 25, 2005
Dual registered: no
Other names: JIM BAKER|JAMES CHARLES BAKER
IAPD individual key: 2930819

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KA CREDIT ADVISORS II, LLC	Asset manager	Feb 9, 2021	n/a	yes	HOUSTON, TX	Current employment
KA CREDIT ADVISORS, LLC	Asset manager	Oct 6, 2020	n/a	yes	HOUSTON, TX	Current employment
KAYNE ANDERSON CAPITAL ADVISORS, L.P.	Asset manager	Jan 12, 2015	n/a	yes	HOUSTON, TX\|HOUSTON, TX	Current employment
KA FUND ADVISORS, LLC	Asset manager	Sep 18, 2006	n/a	yes	HOUSTON, TX	Current employment
KA CREDIT ADVISORS, LLC	Asset manager	Mar 30, 2020	Jul 14, 2020	no	Houston, TX	Previous registration
KAYNE ANDERSON FUND ADVISORS, LLC	Former SEC adviser	Dec 6, 2019	Nov 30, 2023	no	HOUSTON, TX	Previous registration
KAYNE ANDERSON CAPITAL ADVISORS, L.P.	Asset manager	Jul 25, 2005	Dec 31, 2014	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KAYNE ANDERSON FUND ADVISORS, LLC	KA CREDIT ADVISORS, LLC	Nov 30, 2023	Mar 30, 2020	-1,340	Channel change	Other
KAYNE ANDERSON CAPITAL ADVISORS, L.P.	KA FUND ADVISORS, LLC	Dec 31, 2014	Sep 18, 2006	-3,026	Firm change after gap	Other

Relationships

Registered with (5)

→ KA CREDIT ADVISORS II, LLCRegistered adviserregistration: current employment
Feb 9, 2021 to presentfactForm ADV
→ KA CREDIT ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 30, 2020 to Jul 14, 2020factForm ADV
→ KAYNE ANDERSON CAPITAL ADVISORS, L.P.Registered adviserregistration: previous registration
Jul 25, 2005 to Dec 31, 2014factForm ADV
→ KA FUND ADVISORS, LLCRegistered adviserregistration: current employment
Sep 18, 2006 to presentfactForm ADV
→ KAYNE ANDERSON FUND ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 6, 2019 to Nov 30, 2023factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0e42bb57-4223-6cd9-4dcf-288cc760e80a
First observed: Jul 25, 2005
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JAMES CHARLES BAKER

Advisor at KAYNE ANDERSON CAPITAL ADVISORS, L.P.

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0e42bb57-4223-6cd9-4dcf-288cc760e80a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:36 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

KA CREDIT ADVISORS II, LLC

Asset manager

Feb 9, 2021

n/a

yes

HOUSTON, TX

Current employment

KA CREDIT ADVISORS, LLC

Asset manager

Oct 6, 2020

n/a

yes

HOUSTON, TX

Current employment

KAYNE ANDERSON CAPITAL ADVISORS, L.P.

Asset manager

Jan 12, 2015

n/a

yes

HOUSTON, TX|HOUSTON, TX

Current employment

KA FUND ADVISORS, LLC

Asset manager

Sep 18, 2006

n/a

yes

HOUSTON, TX

Current employment

KA CREDIT ADVISORS, LLC

Asset manager

Mar 30, 2020

Jul 14, 2020

Houston, TX

Previous registration

KAYNE ANDERSON FUND ADVISORS, LLC

Former SEC adviser

Dec 6, 2019

Nov 30, 2023

HOUSTON, TX

Previous registration

KAYNE ANDERSON CAPITAL ADVISORS, L.P.

Asset manager

Jul 25, 2005

Dec 31, 2014

HOUSTON, TX

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

KAYNE ANDERSON FUND ADVISORS, LLC

KA CREDIT ADVISORS, LLC

Nov 30, 2023

Mar 30, 2020

-1,340

Channel change

Other

KAYNE ANDERSON CAPITAL ADVISORS, L.P.

KA FUND ADVISORS, LLC

Dec 31, 2014

Sep 18, 2006

-3,026

Firm change after gap

Other