DFX Intelligence

K• C••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

K• C••••• A•••••••• L••

CRD 306753

HOUSTON, TX

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Search this name across graphsid dfx:ria:81e84663-6efe-70b1-5f41-0bf0573b8924

Data as of Mar 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 29
Dated events: 10
On other graphs: 0
Observed: Feb 14, 2020 to Mar 13, 2026
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=3.0
Regulatory AUM: $2.3B••• Locked
Discretionary RAUM: $2.3B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $2.3Bderived

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• M••••••• J•	GENERAL COUNSEL OF M••••••	Na	yes	07/2021	Mar 30, 2022	Feb 23, 2024
B••••• P•••• S•••••	PRESIDENT AND CHIEF OPERATING OFFICER OF M••••••	Na	yes	01/2023	Feb 14, 2020	Feb 23, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
K•••• A••••••• C•••••• A••••••• L•	n/a	ASSET_M••••••	$34B	Y	yes	n/a
K• F••• A•••••••• L••	n/a	ASSET_M••••••	$3.2B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Chicago	IL	United States	20	no
NEW YORK	NY	United States	5	no
LOS ANGELES	CA	United States	2	yes
Dallas	TX	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 13, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.3B	$2.1B	9.8%	$1.4B	16.8%	64	60	4	4

Relationships

Affiliated with (7)

← K•••• A••••••• C•••••• A•••••••• L•••Registered adviserother investment adviser, control, common control
factForm ADV
→ K•••• A••••••• C•••••• A•••••••• L•••Registered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
→ K• F••• A•••••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV
→ K• C••••• A••••••• I•• L••Registered adviser

Dated events

Occurred
Feb 23, 2024
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$377M
Occurred
Mar 2, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$721M
Occurred
Mar 30, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$559M
Occurred
Mar 30, 2022
Control person joined

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:81e84663-6efe-70b1-5f41-0bf0573b8924
First observed: Feb 14, 2020
Last observed: Mar 13, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (15)

← K•••• A••••••• C•••••• A••••••• L•OwnerMANAGING M•••••, ownership code E, domestic entity
Feb 14, 2020 to Feb 23, 2024factForm ADV
← K••••• R••••••• A•••OwnerOWNER, PRESIDENT AND DIRECTOR, ownership code F, individual
Feb 14, 2020 to Feb 23, 2024factForm ADV
← R••••• A•••••OwnerCHIEF EXECUTIVE OFFICER OF M••••••, ownership code NA, individual
Jul 2, 2021 to Feb 23, 2024factForm ADV
← B••••• P•••• S•••••OwnerPRESIDENT AND CHIEF OPERATING OFFICER OF M••••••, ownership code NA, individual
Feb 14, 2020 to Feb 23, 2024factForm ADV
← S••••••••• P•••• F••••••OwnerCHIEF FINANCIAL OFFICER OF M••••••, ownership code NA, individual
Mar 30, 2022 to Feb 23, 2024factForm ADV
← O•••••• M••••••• J•••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 14, 2020 to Feb 23, 2024factForm ADV
← B••••••••• M••••••• J•OwnerGENERAL COUNSEL OF M••••••, ownership code NA, individual
Mar 30, 2022 to Feb 23, 2024factForm ADV
← K• C••••• A••••••• H••••• M•••••• L••OwnerMANAGING M•••••, ownership code F, domestic entity
Feb 5, 2021 to Feb 23, 2024factForm ADV
← K• C••••• A••••••• H•••••• L••OwnerM•••••/M••••••, ownership code E, domestic entity
Feb 5, 2021 to Feb 23, 2024factForm ADV
← K• H•••••••• I•••OwnerOWNER, ownership code F, domestic entity
Nov 30, 2023 to Feb 23, 2024factForm ADV
← K•••• H•••••••• L••OwnerLIMITED PARTNER, ownership code D, domestic entity
Nov 30, 2023 to Feb 23, 2024factForm ADV
← K••• F•••••• L•••OwnerLIMITED PARTNER, ownership code E, domestic entity
Dec 8, 2023 to Feb 23, 2024factForm ADV
← K••• G•• L••OwnerGENERAL PARTNER, ownership code F, domestic entity
Nov 30, 2023 to Feb 23, 2024factForm ADV
← K••• M•••••• H•••••••• L•••OwnerM•••••, ownership code E, domestic entity
Nov 30, 2023 to Feb 23, 2024factForm ADV
← K•••• A••••••• I••••••••• M••••••••• I•••OwnerGENERAL PARTNER, ownership code F, domestic entity
Nov 30, 2023 to Feb 23, 2024factForm ADV