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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

KAYNE ANDERSON FUND ADVISORS, LLC

CRD 306062

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:caeeebbc-c0cf-b6ea-a29b-677948dd6a0a

Data as of Jun 16, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 5
On other graphs: 0
Observed: Nov 4, 2019 to Jun 16, 2023
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 53
Advisory employees: 23
Offices: 1Schedule D 1.F, beyond the principal office
SEC number: 801-117730
CRD: 306062
Filings on the tape: 10
First filed: Nov 4, 2019
Latest filed: Jun 16, 2023
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BAKER, JAMES, CHARLES	CO-MANAGING PARTNER	Na	yes	07/2019	Nov 4, 2019	Jun 16, 2023
Barbabella, Matthew, J	GENERAL COUNSEL OF MANAGER	Na	yes	07/2021	Mar 29, 2022	Jun 16, 2023
BLANK, PAUL, STUART	PRESIDENT AND CHIEF OPERATING OFFICER OF MANAGER	Na	yes	01/2023	Nov 4, 2019	Jun 16, 2023
FREY, JOHN, CHARLES	CO-MANAGING PARTNER	Na	yes	07/2019	Nov 4, 2019	Jun 16, 2023
HART, TERRY, A.	CHIEF FINANCIAL OFFICER	Na	yes	07/2019	Nov 4, 2019	Jun 16, 2023
KAYNE ANDERSON CAPITAL ADVISORS LP	MEMBER/MANAGER	E	yes	07/2019	Nov 4, 2019	Jun 16, 2023
KAYNE, RICHARD, ALAN	CO-CHAIRMAN & FOUNDER	C	yes	06/2010	Nov 4, 2019	Jun 16, 2023
KAYNE, RICHARD, ALAN	CO-CHAIRMAN AND FOUNDER OF MANAGER	Na	yes	07/2016	Nov 4, 2019	Jun 16, 2023
O'NEIL, MICHAEL, JOSEPH	CHIEF COMPLIANCE OFFICER	Na	yes	07/2019	Nov 4, 2019	Jun 16, 2023
RABIL, ALBERT	CHIEF EXECUTIVE OFFICER OF MANAGER	Na	yes	06/2021	Jul 2, 2021	Jun 16, 2023
SINNOTT, ROBERT, VOSE	CO-CHAIRMAN OF MANAGER	Na	yes	04/2010	Nov 4, 2019	Jun 16, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
KAYNE ANDERSON CAPITAL ADVISORS LP	n/a	Asset manager	$34B	Y	yes	n/a
KA FUND ADVISORS, LLC	n/a	Asset manager	$3.2B	N	yes	n/a
KA CREDIT ADVISORS, LLC	n/a	Asset manager	$2.3B	N	yes	n/a
KA CREDIT ADVISORS II, LLC	n/a	Asset manager	$395M	N	yes	n/a
KA ASSOCIATES, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
LOS ANGELES	CA	United States	16	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 20, 2023	n/a	n/a	53	23	1	n/a	n/a
2021	Mar 29, 2022	n/a	n/a	43	23	1	n/a	n/a
2020	Mar 29, 2021	n/a	n/a	40	22	1	n/a	n/a
2019	Mar 26, 2020	$0	$0	45	26	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	n/a	n/a	n/a	$0	n/a	53	43	1	1

Relationships

Affiliated with (4)

→ KAYNE ANDERSON CAPITAL ADVISORS, L.P.Registered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
→ KA FUND ADVISORS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ KA CREDIT ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ KA CREDIT ADVISORS II, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (10)

← KAYNE ANDERSON CAPITAL ADVISORS LPOwnerMEMBER/MANAGER, ownership code E, domestic entity
Nov 4, 2019 to presentfactForm ADV
← SINNOTT, ROBERT, VOSEOwnerCO-CHAIRMAN OF MANAGER, ownership code NA, individual
Nov 4, 2019 to presentfactForm ADV
← KAYNE, RICHARD, ALANOwnerCO-CHAIRMAN & FOUNDER, ownership code C, individual
Nov 4, 2019 to presentfactForm ADV
← FREY, JOHN, CHARLESOwnerCO-MANAGING PARTNER, ownership code NA, individual
Nov 4, 2019 to presentfactForm ADV
← BAKER, JAMES, CHARLESOwnerCO-MANAGING PARTNER, ownership code NA, individual
Nov 4, 2019 to presentfactForm ADV
← RABIL, ALBERTOwnerCHIEF EXECUTIVE OFFICER OF MANAGER, ownership code NA, individual
Jul 2, 2021 to presentfactForm ADV
← BLANK, PAUL, STUARTOwnerPRESIDENT AND CHIEF OPERATING OFFICER OF MANAGER, ownership code NA, individual
Nov 4, 2019 to presentfactForm ADV
← HART, TERRY, A.OwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Nov 4, 2019 to presentfactForm ADV
← O'NEIL, MICHAEL, JOSEPHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 4, 2019 to presentfactForm ADV
← Barbabella, Matthew, JOwnerGENERAL COUNSEL OF MANAGER, ownership code NA, individual
Mar 29, 2022 to presentfactForm ADV

Registered with (1)

← JAMES CHARLES BAKERAdvisorregistration: previous registration
Dec 6, 2019 to Nov 30, 2023factForm ADV

Dated events

Occurred
Mar 29, 2022
Control person joined
J Matthew Barbabella (General Counsel Of Manager) appeared on Schedule A of Kayne Anderson Fund Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Jul 27, 2021
Control person left
Vincent Jarvis Hollingsworth (General Counsel Of Manager) no longer on Schedule A of Kayne Anderson Fund Advisors, Llc (listed 2021-07-02, absent 2021-07-27)
Form ADVobserved 4 days ago
Occurred
Jul 2, 2021
Control person joined
Albert Rabil (Chief Executive Officer Of Manager) appeared on Schedule A of Kayne Anderson Fund Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Jul 2, 2021
Control person left
Jeffrey Michael Levitt (Chief Executive Officer Of Manager) no longer on Schedule A of Kayne Anderson Fund Advisors, Llc (listed 2021-03-29, absent 2021-07-02)
Form ADVobserved 4 days ago
Occurred
Nov 4, 2019
First Form ADV filing
Kayne Anderson Fund Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:caeeebbc-c0cf-b6ea-a29b-677948dd6a0a
First observed: Nov 4, 2019
Last observed: Jun 16, 2023 39 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KAYNE ANDERSON FUND ADVISORS, LLC

CRD 306062

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:caeeebbc-c0cf-b6ea-a29b-677948dd6a0a

Data as of Jun 16, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:04 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BAKER, JAMES, CHARLES

CO-MANAGING PARTNER

yes

07/2019

Nov 4, 2019

Jun 16, 2023

Barbabella, Matthew, J

GENERAL COUNSEL OF MANAGER

yes

07/2021

Mar 29, 2022

Jun 16, 2023

BLANK, PAUL, STUART

PRESIDENT AND CHIEF OPERATING OFFICER OF MANAGER

yes

01/2023

Nov 4, 2019

Jun 16, 2023

FREY, JOHN, CHARLES

CO-MANAGING PARTNER

yes

07/2019

Nov 4, 2019

Jun 16, 2023

HART, TERRY, A.

CHIEF FINANCIAL OFFICER

yes

07/2019

Nov 4, 2019

Jun 16, 2023

KAYNE ANDERSON CAPITAL ADVISORS LP

MEMBER/MANAGER

yes

07/2019

Nov 4, 2019

Jun 16, 2023

KAYNE, RICHARD, ALAN

CO-CHAIRMAN & FOUNDER

yes

06/2010

Nov 4, 2019

Jun 16, 2023

KAYNE, RICHARD, ALAN

CO-CHAIRMAN AND FOUNDER OF MANAGER

yes

07/2016

Nov 4, 2019

Jun 16, 2023

O'NEIL, MICHAEL, JOSEPH

CHIEF COMPLIANCE OFFICER

yes

07/2019

Nov 4, 2019

Jun 16, 2023

RABIL, ALBERT

CHIEF EXECUTIVE OFFICER OF MANAGER

yes

06/2021

Jul 2, 2021

Jun 16, 2023

SINNOTT, ROBERT, VOSE

CO-CHAIRMAN OF MANAGER

yes

04/2010

Nov 4, 2019

Jun 16, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

KAYNE ANDERSON CAPITAL ADVISORS LP

n/a

Asset manager

$34B

yes

n/a

KA FUND ADVISORS, LLC

n/a

Asset manager

$3.2B

yes

n/a

KA CREDIT ADVISORS, LLC

n/a

Asset manager

$2.3B

yes

n/a

KA CREDIT ADVISORS II, LLC

n/a

Asset manager

$395M

yes

n/a

KA ASSOCIATES, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

LOS ANGELES

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 20, 2023

n/a

2021

Mar 29, 2022

n/a

2020

Mar 29, 2021

n/a

2019

Mar 26, 2020

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

n/a