DFX Intelligence
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Reading the graph
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Advisor at F••••••
Park City, UT | SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••••• | Independent wealth | Jan 23, 2026 | n/a | yes | SAN FRANCISCO, CA|Park City, UT | Current employment |
| A••••• P••••••• A••••••••• I••• | Former SEC adviser | Feb 9, 2016 | Mar 23, 2026 | no | Walnut Creek, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••• P••••••• A••••••••• I••• | F•••••• | Mar 23, 2026 | Jan 23, 2026 | -59 | Firm change after gap | RIA to RIA |
| L•• F•••••••• G•••• | A••••• P••••••• A••••••••• I••• | May 14, 2016 | Feb 9, 2016 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 282179:302050:CA:2026-03-23 | Mar 23, 2026 | Jan 23, 2026 | WALNUT CREEK, CA | Firm change after gap |
| L•• F•••••••• G•••• | n/a | Nov 17, 2008 | May 14, 2016 | no | CUPERTINO, CA|CUPERTINO, CA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Nov 28, 2003 | Aug 14, 2008 | no | CAMPBELL, CA|CAMPBELL, CA | Previous registration |
| K••• W••••• P•••••••• I••• | n/a | Feb 19, 2003 | Oct 24, 2008 | no | CAMPBELL, CA | Previous registration |
| -95 |
| Firm change after gap |
| Other |
| K••• W••••• P•••••••• I••• | L•• F•••••••• L•• | Oct 24, 2008 | Nov 28, 2003 | -1,792 | Firm change after gap | Other |
| L•• F•••••••• L•• | L•• F•••••••• G•••• | Aug 14, 2008 | Nov 17, 2008 | 95 | Firm change | Other |