DFX Intelligence

A••••• P••••••• A••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

A••••• P••••••• A••••••••• I•••

CRD 282179

WALNUT CREEK, CA

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Search this name across graphsid dfx:ria:a48f6c36-746e-9985-2f9e-f7bcfa7a69b4

Data as of Feb 18, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 6
On other graphs: 0
Observed: Mar 1, 2019 to Feb 18, 2025
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $126M••• Locked
Discretionary RAUM: $126M
Private client RAUM: $126Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
V•••••••• E•••• C••••••	MANAGING PARTNER	D	yes	08/2015	Mar 1, 2019	Jul 24, 2024
Y•••••• L••••• S••••••	MANAGING PARTNER/CHIEF COMPLIANCE OFFICER	B	yes	08/2015	Mar 1, 2019	Jul 24, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	n/a	0	0	0	0	3

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$126M	$113M	11.9%	$126M	0.2%	3	4	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
F••••••	2	Mar 23, 2026	Jan 23, 2026	WALNUT CREEK, CA	Team lift out	RIA to RIA	100.0%

Relationships

Registered with (4)

← L•••• S•••••• Y•••••Advisorregistration: previous registration
Feb 9, 2016 to Mar 23, 2026factForm ADV
← E••• C•••••• V•••••••Advisorregistration: previous registration
Feb 9, 2016 to Mar 23, 2026factForm ADV
← MIRA MARY MAAdvisorregistration: previous registration
Feb 9, 2016 to Nov 9, 2023factForm ADV
← LAURA LEA KIMBALL

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 23, 2026
Team lift-out
2 advisors left A••••• P••••••• A••••••••• I••• (Walnut Creek, CA) for Farther on the same day
Form ADVobserved 7 days ago
2 advisors
Occurred
Mar 23, 2026
Advisor changed firm
Lloyd Shigeto Yamada left A••••• P••••••• A••••••••• I••• for Farther (registered 2026-01-23)
Form ADVobserved 7 days ago
Occurred
Mar 23, 2026
Advisor changed firm
Evor Charles Vattuone left A••••• P••••••• A••••••••• I••• for Farther (registered 2026-01-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a48f6c36-746e-9985-2f9e-f7bcfa7a69b4
First observed: Mar 1, 2019
Last observed: Feb 18, 2025 19 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.