RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• S•••••• Y•••••
- F•••••• independent RIA currentsince Jan 23, 2026 · San Francisco, Ca
- A••••• P••••••• A••••••••• I••• formerFeb 9, 2016 to Mar 23, 2026 · Walnut Creek, Ca
- L•• F•••••••• G•••• unclassifiedNov 17, 2008 to May 14, 2016 · Cupertino, Ca
- L•• F•••••••• L•• BD affiliatedNov 28, 2003 to Aug 14, 2008 · Campbell, Ca
- K••• W••••• P•••••••• I••• unclassifiedFeb 19, 2003 to Oct 24, 2008 · Campbell, Ca
- A••••• P••••••• A••••••••• I••• to F••••••left Mar 23, 2026, registered Jan 23, 2026 (-59 days) · RIA to RIA · moved with a team
- L•• F•••••••• G•••• to A••••• P••••••• A••••••••• I•••left May 14, 2016, registered Feb 9, 2016 (-95 days) · Other
- K••• W••••• P•••••••• I••• to L•• F•••••••• L••left Oct 24, 2008, registered Nov 28, 2003 (-1792 days) · Other
- L•• F•••••••• L•• to L•• F•••••••• G••••left Aug 14, 2008, registered Nov 17, 2008 (95 days) · Other
- L•••• S•••••• Y••••• left A••••• P••••••• A••••••••• I••• for Farther (registered 2026-01-23)Mar 23, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address