C•••••• A• L••

Advisor at M•••• F•••••••• A•••••••

ALPHARETTA, GA

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Search this name across graphsid dfx:ria:0e6eb9ba-8785-8504-97e5-00a801ddb0fe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 28, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• F•••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• F•••••••• A•••••••	Bd affiliated wealth	Oct 20, 2022	n/a	yes	ALPHARETTA, GA	Current employment
K•••• M•••••••••	Former SEC adviser	Oct 28, 2008	Sep 23, 2022	no	PONTE VEDRA BEACH, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•••• M•••••••••	M•••• F•••••••• A•••••••	Sep 23, 2022	Oct 20, 2022	27	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ M•••• F•••••••• A•••••••Registered adviserregistration: current employment
Oct 20, 2022 to presentfactForm ADV
→ K•••• M•••••••••Registered adviserregistration: previous registration
Oct 28, 2008 to Sep 23, 2022factForm ADV

Dated events

Occurred
Sep 23, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0e6eb9ba-8785-8504-97e5-00a801ddb0fe
First observed: Oct 28, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.