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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Grinnell, IA | Marengo, IA | Johnston, IA | Polk City, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Oct 20, 2018 | n/a | yes | Grinnell, IA|Johnston, IA|Marengo, IA|Polk City, IA | Current employment |
| INVESTMENT ADVISORS CORP | Former SEC adviser | Jan 10, 2008 | Oct 20, 2018 | no | GRINNELL, IA | Previous registration |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Dec 11, 2006 | Jan 11, 2008 | no | STEVENSVILLE, MI | Previous registration |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Sep 1, 2006 | Oct 30, 2006 | no | BUCHANAN, MI | Previous registration |
| INVESTMENT ADVISORS CORP | Former SEC adviser | Dec 3, 1999 | Sep 5, 2006 | no | n/a | Previous registration |
| INVESTMENT ADVISORS CORP | Former SEC adviser | Dec 3, 1999 | Dec 31, 2002 | no | GRINNELL, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVESTMENT ADVISORS CORP | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Oct 20, 2018 | Oct 20, 2018 | 0 | Bulk transfer | Ibd to ibd |
| FIFTH THIRD SECURITIES, INC. | INVESTMENT ADVISORS CORP | Jan 11, 2008 | Jan 10, 2008 | -1 | Firm change | Other |
| CETERA INVESTMENT SERVICES LLC | FIFTH THIRD SECURITIES, INC. | Oct 30, 2006 | Dec 11, 2006 | 42 | Firm change | Other |
| INVESTMENT ADVISORS CORP | CETERA INVESTMENT SERVICES LLC | Sep 5, 2006 | Sep 1, 2006 | -4 | Firm change | Other |