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Registered advisor
T••• M••••• H•••••
Feed of 09/15/2026
Also filed as T••• M••••• H•••••
At current firm
7 y
since Oct 20, 2018
In the industry
27 y
since Dec 21, 1998 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Oct 20, 2018 · Grinnell, Ia
- I••••••••• A••••••• C••• formerJan 10, 2008 to Oct 20, 2018 · Grinnell, Ia
- F•••• T•••• S••••••••• I••• BD affiliatedDec 11, 2006 to Jan 11, 2008 · Stevensville, Mi
- C••••• I••••••••• S••••••• L•• formerSep 1, 2006 to Oct 30, 2006 · Buchanan, Mi
- I••••••••• A••••••• C••• formerDec 3, 1999 to Dec 31, 2002 · Grinnell, Ia
- I••••••••• A••••••• C••• formerDec 3, 1999 to Sep 5, 2006
Moves
a registration end followed by a registration begin elsewhere
- I••••••••• A••••••• C••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Oct 20, 2018, registered Oct 20, 2018 (0 days) · corporate re-registration, not a move
- F•••• T•••• S••••••••• I••• to I••••••••• A••••••• C•••left Jan 11, 2008, registered Jan 10, 2008 (-1 days) · Other
- C••••• I••••••••• S••••••• L•• to F•••• T•••• S••••••••• I•••left Oct 30, 2006, registered Dec 11, 2006 (42 days) · Other
- I••••••••• A••••••• C••• to C••••• I••••••••• S••••••• L••left Sep 5, 2006, registered Sep 1, 2006 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address