DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•• I•••••••• S•••••••• L••
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Mar 25, 2017 | n/a | yes | CHICAGO, IL | Current employment |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Oct 9, 2006 | Mar 25, 2017 | no | CHICAGO, IL|ST. LOUIS, MO|CHICAGO, IL|MILWAUKEE, WI|LINCOLNWOOD, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•• F•••••••• S•••••••• I••• | M•• I•••••••• S•••••••• L•• | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| A••••••• A••••••• S••••••• | M•• F•••••••• S•••••••• I••• | Sep 15, 2006 | Oct 9, 2006 |
Only bookkeeping events name this entity; they are folded below.
| A••••••• A••••••• S••••••• | Former SEC adviser | Jun 30, 2006 | Sep 15, 2006 | no | SCHAUMBURG, IL | Previous registration |
| C••••••• I••••••••• I••• | n/a | May 22, 2003 | Jun 30, 2006 | no | SCHAUMBURG, IL|SCHAUMBURG, IL | Previous registration |
| V••• F•••••••• P•••••••• L•• | Former SEC adviser | Jul 7, 2000 | May 16, 2003 | no | LISLE, IL | Previous registration |
| 24 |
| Firm change |
| Other |
| C••••••• I••••••••• I••• | A••••••• A••••••• S••••••• | Jun 30, 2006 | Jun 30, 2006 | 0 | Firm change | Other |
| V••• F•••••••• P•••••••• L•• | C••••••• I••••••••• I••• | May 16, 2003 | May 22, 2003 | 6 | Firm change | Other |