RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• K•••• S••••••••
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Mar 25, 2017 · Chicago, Il
- M•• F•••••••• S•••••••• I••• formerOct 9, 2006 to Mar 25, 2017 · Chicago, Il
- A••••••• A••••••• S••••••• formerJun 30, 2006 to Sep 15, 2006 · Schaumburg, Il
- C••••••• I••••••••• I••• unclassifiedMay 22, 2003 to Jun 30, 2006 · Schaumburg, Il
- V••• F•••••••• P•••••••• L•• formerJul 7, 2000 to May 16, 2003 · Lisle, Il
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- A••••••• A••••••• S••••••• to M•• F•••••••• S•••••••• I•••left Sep 15, 2006, registered Oct 9, 2006 (24 days) · Other
- C••••••• I••••••••• I••• to A••••••• A••••••• S•••••••left Jun 30, 2006, registered Jun 30, 2006 (0 days) · Other
- V••• F•••••••• P•••••••• L•• to C••••••• I••••••••• I•••left May 16, 2003, registered May 22, 2003 (6 days) · Other
- B•••• K•••• S•••••••• no longer holds an investment adviser registration (last listed at M•• I•••••••• S•••••••• L•• on the 2026-09-15 feed)Sep 15, 2026 · Advisor registration ended · derived
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address