DFX Intelligence

K••••••• Z•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)11 years in industry

K••••••• Z•••••

Advisor at A•••••• F••••••••• L••

Downers Grove, IL | MOUNT PLEASANT, SC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 22, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• F••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• F••••••••• L••	Independent wealth	Apr 24, 2025	n/a	yes	Downers Grove, IL\|MOUNT PLEASANT, SC	Current employment
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Sep 19, 2023	Jan 15, 2025	no	LOMBARD, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• M••••• I••••••••• S•••••••••	A•••••• F••••••••• L••	Jan 15, 2025	Apr 24, 2025	99	Firm change	Other
W••••• E••••••••• A••••••• S•••••••• L••	N••••••••• M••••• I••••••••• S•••••••••	Jul 31, 2023	Sep 19, 2023

Relationships

Registered with (4)

→ A•••••• F••••••••• L••Registered adviserregistration: current employment
Apr 24, 2025 to presentfactForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Sep 19, 2023 to Jan 15, 2025factForm ADV
→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 27, 2021 to Jul 31, 2023factForm ADV
→ V•••••• A•••••••• I•••

Dated events

Occurred
Jan 15, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 22, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.