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T•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

T•••• S••••••

Advisor at A• W••••• M••••••••• L••

Topeka, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0ecdd877-c7a6-1ecf-f269-980ff055fa0b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 18, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 8, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A• W••••• M••••••••• L••	Bd affiliated wealth	Nov 24, 2021	n/a	yes	Topeka, KS	Current employment
W•••••• • R•••	Former SEC adviser	Jan 24, 2018	Aug 24, 2021	no	OVERLAND PARK, KS\|OVERLAND PARK, KS

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	A• W••••• M••••••••• L••	Aug 24, 2021	Nov 24, 2021	92	Firm change	Ibd to ibd
C•••••• C••• F•••••••• S•••••••• I•••	W•••••• • R•••	Dec 15, 2017

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
866:282580:KS:2021-08-23	Aug 24, 2021	Nov 24, 2021	OVERLAND PARK, KS	Firm change

Relationships

Registered with (5)

→ A• W••••• M••••••••• L••Registered adviserregistration: current employment
Nov 24, 2021 to presentfactForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Jan 24, 2018 to Aug 24, 2021factForm ADV
→ C•••••• C••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Apr 14, 2016 to Dec 15, 2017factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0ecdd877-c7a6-1ecf-f269-980ff055fa0b
First observed: Dec 18, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.