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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

RUSSELL INVESTMENTS

RUSSELL REAL ESTATE ADVISORS INC, CRD 106446

SEATTLE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0eddbc81-607b-6848-9a89-cc7528f60c27

Data as of Mar 23, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2012 to Mar 23, 2015
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $893MItem 5.F on the latest filing (2015-03-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $893M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 24
Advisory employees: 9
Accounts: 7
SEC number: 801-47270
CRD: 106446
Filings on the tape: 8
First filed: Mar 28, 2012
Latest filed: Mar 23, 2015
Organised: Corporation, Washington

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHASE, RICK	Director	Na	yes	05/2012	Jun 25, 2012	Mar 23, 2015
FRANK RUSSELL COMPANY	Shareholder	E	yes	03/1998	Mar 28, 2012	Mar 23, 2015
GAERTTNER, KRISTIN, LOUISE	CHIEF COMPLIANCE OFFICER	Na	yes	07/2011	Mar 28, 2012	Mar 23, 2015
GARCIA, EDWARD, SAM	Director	Na	yes	03/2014	Mar 25, 2014	Mar 23, 2015
LEVERETT, HERSCHEL, VICTOR	DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER	Na	yes	11/2008	Mar 28, 2012	Mar 23, 2015
LONDON STOCK EXCHANGE GROUP PLC	Shareholder	E	yes	06/2014	Dec 15, 2014	Mar 23, 2015
LSEG US HOLDCO, INC.	Owner	E	yes	12/2014	Dec 15, 2014	Mar 23, 2015
MOSS, MATTHEW, CHARLES	CHIEF FINANCIAL OFFICER	Na	yes	07/2010	Mar 28, 2012	Mar 23, 2015
WILLMAN, KENNETH, WAYNE	SECRETARY AND CHIEF LEGAL OFFICER	Na	yes	08/2008	Mar 28, 2012	Mar 23, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RUSSELL IMPLEMENTATION SERVICES INC.	n/a	Institutional manager	$81B	N	yes	n/a
RUSSELL INVESTMENT MANAGEMENT COMPANY	n/a	Asset manager	$69B	N	yes	n/a
RUSSELL CAPITAL INC.	n/a	Asset manager	$35B	N	yes	n/a
FRANK RUSSELL COMPANY	n/a	Former SEC adviser	n/a	Y	yes	n/a
FRANK RUSSELL INVESTMENT PARTNERS 1997-1, G.P.	n/a	n/a	n/a	N	yes	n/a
FRANK RUSSELL INVESTMENT PARTNERS 1997-2, G.P.	n/a	n/a	n/a	N	yes	n/a
FRF PARTNERS II, L.P.	n/a	n/a	n/a	N	yes	n/a
FRF PARTNERS IV, L.P.	n/a	n/a	n/a	N	yes	n/a
GGEP INVESTMENTS (BERMUDA), LTD.	n/a	n/a	n/a	N	yes	n/a
GGEP INVESTMENTS, L.L.C.	n/a	n/a	n/a	N	yes	n/a
GGEP MANAGEMENT (BERMUDA), LTD.	n/a	n/a	n/a	N	yes	n/a
GGEP MANAGEMENT, L.L.C.	n/a	n/a	n/a	N	yes	n/a
RUSSELL EMPLOYEE BENEFITS PTY LTD	n/a	n/a	n/a	N	yes	n/a
RUSSELL FINANCIAL SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a
RUSSELL FINANCIAL SOLUTIONS PTY LTD	n/a	n/a	n/a	N	yes	n/a
RUSSELL IMPLEMENTATION SERVICES LIMITED	n/a	n/a	n/a	N	yes	n/a
RUSSELL INSTITUTIONAL FUNDS MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
RUSSELL INSURANCE AGENCY, INC.	n/a	n/a	n/a	N	yes	n/a
RUSSELL INVESTMENT GROUP LTD	n/a	n/a	n/a	N	yes	n/a
RUSSELL INVESTMENT GROUP PRIVATE LIMITED	n/a	n/a	n/a	N	yes	n/a
RUSSELL INVESTMENT GROUP PTY LTD	n/a	n/a	n/a	N	yes	n/a
RUSSELL INVESTMENT MANAGEMENT LTD.	n/a	n/a	n/a	N	yes	n/a
RUSSELL INVESTMENT TUJAJAMUN CHUSIK HOESA	n/a	n/a	n/a	N	yes	n/a
RUSSELL INVESTMENTS CANADA LIMITED	n/a	n/a	n/a	N	yes	n/a
RUSSELL INVESTMENTS CAYMAN LTD.	n/a	n/a	n/a	N	yes	n/a
RUSSELL INVESTMENTS DELAWARE INC.	n/a	n/a	n/a	N	yes	n/a
RUSSELL INVESTMENTS FRANCE SAS	n/a	n/a	n/a	N	yes	n/a
RUSSELL INVESTMENTS IRELAND LIMITED	n/a	n/a	n/a	N	yes	n/a
RUSSELL INVESTMENTS JAPAN CO., LTD.	n/a	n/a	n/a	N	yes	n/a
RUSSELL INVESTMENTS LIMITED	n/a	n/a	n/a	N	yes	n/a
RUSSELL TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SAN DIEGO	CA	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 23, 2015	$893M	$893M	24	9	n/a	n/a	n/a
2013	Mar 25, 2014	$877M	$877M	23	11	n/a	n/a	n/a
2012	Mar 25, 2013	$454M	$454M	20	9	n/a	n/a	n/a
2011	Mar 28, 2012	$6.9B	$6.9B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$893M	$877M	1.9%	$6.9B	-49.4%	24	23	n/a	n/a

Relationships

Affiliated with (5)

← RUSSELL INVESTMENT GROUPRegistered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV
→ RUSSELL INVESTMENTSRegistered adviserother investment adviser, pooled vehicle sponsor, LP sponsor, common control
factForm ADV
→ RUSSELL INVESTMENT GROUPRegistered adviserother investment adviser, pooled vehicle sponsor, LP sponsor, control, common control
factForm ADV
→ RUSSELL INVESTMENTSRegistered adviserother investment adviser, broker-dealer, bank, common control
factForm ADV
→ RUSSELL INVESTMENTSRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV

Controls (9)

← FRANK RUSSELL COMPANYOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 28, 2012 to presentfactForm ADV
← WILLMAN, KENNETH, WAYNEOwnerSECRETARY AND CHIEF LEGAL OFFICER, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← LEVERETT, HERSCHEL, VICTOROwnerDIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← GAERTTNER, KRISTIN, LOUISEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← MOSS, MATTHEW, CHARLESOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← CHASE, RICKOwnerDIRECTOR, ownership code NA, individual
Jun 25, 2012 to presentfactForm ADV
← GARCIA, EDWARD, SAMOwnerDIRECTOR, ownership code NA, individual
Mar 25, 2014 to presentfactForm ADV
← LONDON STOCK EXCHANGE GROUP PLCOwnerSHAREHOLDER, ownership code E, foreign entity
Dec 15, 2014 to presentfactForm ADV
← LSEG US HOLDCO, INC.OwnerOWNER, ownership code E, domestic entity
Dec 15, 2014 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0eddbc81-607b-6848-9a89-cc7528f60c27
First observed: Mar 28, 2012
Last observed: Mar 23, 2015 140 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RUSSELL INVESTMENTS

RUSSELL REAL ESTATE ADVISORS INC, CRD 106446

SEATTLE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0eddbc81-607b-6848-9a89-cc7528f60c27

Data as of Mar 23, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:01 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHASE, RICK

Director

yes

05/2012

Jun 25, 2012

Mar 23, 2015

FRANK RUSSELL COMPANY

Shareholder

yes

03/1998

Mar 28, 2012

Mar 23, 2015

GAERTTNER, KRISTIN, LOUISE

CHIEF COMPLIANCE OFFICER

yes

07/2011

Mar 28, 2012

Mar 23, 2015

GARCIA, EDWARD, SAM

Director

yes

03/2014

Mar 25, 2014

Mar 23, 2015

LEVERETT, HERSCHEL, VICTOR

DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER

yes

11/2008

Mar 28, 2012

Mar 23, 2015

LONDON STOCK EXCHANGE GROUP PLC

Shareholder

yes

06/2014

Dec 15, 2014

Mar 23, 2015

LSEG US HOLDCO, INC.

Owner

yes

12/2014

Dec 15, 2014

Mar 23, 2015

MOSS, MATTHEW, CHARLES

CHIEF FINANCIAL OFFICER

yes

07/2010

Mar 28, 2012

Mar 23, 2015

WILLMAN, KENNETH, WAYNE

SECRETARY AND CHIEF LEGAL OFFICER

yes

08/2008

Mar 28, 2012

Mar 23, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RUSSELL IMPLEMENTATION SERVICES INC.

n/a

Institutional manager

$81B

yes

n/a

RUSSELL INVESTMENT MANAGEMENT COMPANY

n/a

Asset manager

$69B

yes

n/a

RUSSELL CAPITAL INC.

n/a

Asset manager

$35B

yes

n/a

FRANK RUSSELL COMPANY

n/a

Former SEC adviser

n/a

yes

n/a

FRANK RUSSELL INVESTMENT PARTNERS 1997-1, G.P.

n/a

yes

n/a

FRANK RUSSELL INVESTMENT PARTNERS 1997-2, G.P.

n/a

yes

n/a

FRF PARTNERS II, L.P.

n/a

yes

n/a

FRF PARTNERS IV, L.P.

n/a

yes

n/a

GGEP INVESTMENTS (BERMUDA), LTD.

n/a

yes

n/a

GGEP INVESTMENTS, L.L.C.

n/a

yes

n/a

GGEP MANAGEMENT (BERMUDA), LTD.

n/a

yes

n/a

GGEP MANAGEMENT, L.L.C.

n/a

yes

n/a

RUSSELL EMPLOYEE BENEFITS PTY LTD

n/a

yes

n/a

RUSSELL FINANCIAL SERVICES, INC.

n/a

yes

n/a

RUSSELL FINANCIAL SOLUTIONS PTY LTD

n/a

yes

n/a

RUSSELL IMPLEMENTATION SERVICES LIMITED

n/a

yes

n/a

RUSSELL INSTITUTIONAL FUNDS MANAGEMENT, LLC

n/a

yes

n/a

RUSSELL INSURANCE AGENCY, INC.

n/a

yes

n/a

RUSSELL INVESTMENT GROUP LTD

n/a

yes

n/a

RUSSELL INVESTMENT GROUP PRIVATE LIMITED

n/a

yes

n/a

RUSSELL INVESTMENT GROUP PTY LTD

n/a

yes

n/a

RUSSELL INVESTMENT MANAGEMENT LTD.

n/a

yes

n/a

RUSSELL INVESTMENT TUJAJAMUN CHUSIK HOESA

n/a

yes

n/a

RUSSELL INVESTMENTS CANADA LIMITED

n/a

yes

n/a

RUSSELL INVESTMENTS CAYMAN LTD.

n/a

yes

n/a

RUSSELL INVESTMENTS DELAWARE INC.

n/a

yes

n/a

RUSSELL INVESTMENTS FRANCE SAS

n/a

yes

n/a

RUSSELL INVESTMENTS IRELAND LIMITED

n/a

yes

n/a

RUSSELL INVESTMENTS JAPAN CO., LTD.

n/a

yes

n/a

RUSSELL INVESTMENTS LIMITED

n/a

yes

n/a

RUSSELL TRUST COMPANY

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

SAN DIEGO

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 23, 2015

$893M

n/a

2013

Mar 25, 2014

$877M

n/a

2012

Mar 25, 2013

$454M

n/a

2011

Mar 28, 2012

$6.9B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$893M

$877M

1.9%

$6.9B

-49.4%

n/a