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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

RUSSELL INVESTMENT GROUP

FRANK RUSSELL COMPANY, CRD 105739

SEATTLE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:03306603-54fe-2e55-39ca-d967052d6cdc

Data as of Nov 17, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 0
On other graphs: 1
Observed: Nov 18, 2011 to Nov 17, 2015
15 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Russell Investment Group

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 538
Advisory employees: 44
SEC number: 801-17157
CRD: 105739
Filings on the tape: 15
First filed: Nov 18, 2011
Latest filed: Nov 17, 2015
Organised: Corporation, Washington

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BATTYE, IAN, T.	DIRECTOR; CHIEF OPERATING OFFICER	Na	yes	06/2014	Jun 17, 2014	Nov 17, 2015
BRENNAN, LEONARD, PATRICK	DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER	Na	yes	07/2011	Nov 18, 2011	Nov 17, 2015
COTE, DIANE	Director	Na	yes	12/2014	Dec 15, 2014	Nov 17, 2015
GOLOB, BRIAN, C.	CHIEF COMPLIANCE OFFICER	Na	yes	03/2014	Nov 18, 2011	Nov 17, 2015
LESTER, DAVID, ALAN	Director	Na	yes	05/2015	Jun 2, 2015	Nov 17, 2015
LONDON STOCK EXCHANGE GROUP PLC	Shareholder	E	yes	06/2014	Dec 15, 2014	Nov 17, 2015
LSEG US HOLDCO, INC.	Owner	E	yes	12/2014	Dec 15, 2014	Nov 17, 2015
MAKEPEACE, MARK, STEPHEN	Director	Na	yes	12/2014	Dec 15, 2014	Nov 17, 2015
MOSS, MATTHEW, CHARLES	CHIEF FINANCIAL OFFICER	Na	yes	07/2010	Nov 18, 2011	Nov 17, 2015
WARREN, DAVID, PORTER	Director	Na	yes	12/2014	Dec 15, 2014	Nov 17, 2015
WILLMAN, KENNETH, WAYNE	SECRETARY AND CHIEF LEGAL OFFICER	Na	yes	08/2008	Nov 18, 2011	Nov 17, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RUSSELL IMPLEMENTATION SERVICES INC.	n/a	Institutional manager	$81B	Y	yes	n/a
RUSSELL INVESTMENT MANAGEMENT COMPANY	n/a	Asset manager	$69B	Y	yes	n/a
RUSSELL CAPITAL INC.	n/a	Asset manager	$35B	Y	yes	n/a
RUSSELL REAL ESTATE ADVISORS INC	n/a	Former SEC adviser	$893M	Y	yes	n/a
FRANK RUSSELL INVESTMENT PARTNERS 1997-1, G.P.	n/a	n/a	n/a	N	yes	n/a
FRANK RUSSELL INVESTMENT PARTNERS 1997-2, G.P.	n/a	n/a	n/a	N	yes	n/a
FRF PARTNERS II, L.P.	n/a	n/a	n/a	N	yes	n/a
FRF PARTNERS IV, L.P.	n/a	n/a	n/a	N	yes	n/a
GGEP INVESTMENTS (BERMUDA), LTD.	n/a	n/a	n/a	N	yes	n/a
GGEP INVESTMENTS, L.L.C.	n/a	n/a	n/a	N	yes	n/a
GGEP MANAGEMENT (BERMUDA), LTD.	n/a	n/a	n/a	N	yes	n/a
GGEP MANAGEMENT, L.L.C.	n/a	n/a	n/a	N	yes	n/a
RUSSELL EMPLOYEE BENEFITS PTY LTD	n/a	n/a	n/a	Y	yes	n/a
RUSSELL FINANCIAL SERVICES, INC.	n/a	n/a	n/a	Y	yes	n/a
RUSSELL FINANCIAL SOLUTIONS PTY LTD	n/a	n/a	n/a	Y	yes	n/a
RUSSELL IMPLEMENTATION SERVICES LIMITED	n/a	n/a	n/a	Y	yes	n/a
RUSSELL INSTITUTIONAL FUNDS MANAGEMENT, LLC	n/a	n/a	n/a	Y	yes	n/a
RUSSELL INSURANCE AGENCY, INC.	n/a	n/a	n/a	Y	yes	n/a
RUSSELL INVESTMENT GROUP LTD	n/a	n/a	n/a	Y	yes	n/a
RUSSELL INVESTMENT GROUP PRIVATE LIMITED	n/a	n/a	n/a	Y	yes	n/a
RUSSELL INVESTMENT GROUP PTY LTD	n/a	n/a	n/a	Y	yes	n/a
RUSSELL INVESTMENT JAPAN CO., LTD.	n/a	n/a	n/a	Y	yes	n/a
RUSSELL INVESTMENT MANAGEMENT LTD.	n/a	n/a	n/a	Y	yes	n/a
RUSSELL INVESTMENT TUJAJAMUN CHUSIK HOESA	n/a	n/a	n/a	Y	yes	n/a
RUSSELL INVESTMENTS CANADA LIMITED	n/a	n/a	n/a	Y	yes	n/a
RUSSELL INVESTMENTS CAYMAN LTD.	n/a	n/a	n/a	Y	yes	n/a
RUSSELL INVESTMENTS DELAWARE INC.	n/a	n/a	n/a	Y	yes	n/a
RUSSELL INVESTMENTS FRANCE SAS	n/a	n/a	n/a	Y	yes	n/a
RUSSELL INVESTMENTS IRELAND LIMITED	n/a	n/a	n/a	Y	yes	n/a
RUSSELL INVESTMENTS LIMITED	n/a	n/a	n/a	Y	yes	n/a
RUSSELL TRUST COMPANY	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Chicago	IL	United States	n/a	no
NEW YORK	NY	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 23, 2015	n/a	n/a	538	44	n/a	n/a	n/a
2013	Mar 26, 2014	n/a	n/a	533	13	n/a	n/a	n/a
2012	Mar 25, 2013	n/a	n/a	532	34	n/a	n/a	n/a
2011	Mar 28, 2012	$723M	$723M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	n/a	n/a	n/a	$723M	n/a	538	533	n/a	n/a

Relationships

Affiliated with (5)

→ RUSSELL INVESTMENTSRegistered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV
→ RUSSELL INVESTMENTSRegistered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV
→ RUSSELL INVESTMENTSRegistered adviserother investment adviser, broker-dealer, bank, control, common control
factForm ADV
→ RUSSELL INVESTMENTSRegistered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
← RUSSELL INVESTMENTSRegistered adviserother investment adviser, pooled vehicle sponsor, LP sponsor, control, common control
factForm ADV

Controls (11)

← WARREN, DAVID, PORTEROwnerDIRECTOR, ownership code NA, individual
Dec 15, 2014 to presentfactForm ADV
← WILLMAN, KENNETH, WAYNEOwnerSECRETARY AND CHIEF LEGAL OFFICER, ownership code NA, individual
Nov 18, 2011 to presentfactForm ADV
← BRENNAN, LEONARD, PATRICKOwnerDIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Nov 18, 2011 to presentfactForm ADV
← MOSS, MATTHEW, CHARLESOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Nov 18, 2011 to presentfactForm ADV
← BATTYE, IAN, T.OwnerDIRECTOR; CHIEF OPERATING OFFICER, ownership code NA, individual
Jun 17, 2014 to presentfactForm ADV
← GOLOB, BRIAN, C.OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 18, 2011 to presentfactForm ADV
← MAKEPEACE, MARK, STEPHENOwnerDIRECTOR, ownership code NA, individual
Dec 15, 2014 to presentfactForm ADV
← COTE, DIANEOwnerDIRECTOR, ownership code NA, individual
Dec 15, 2014 to presentfactForm ADV
← LESTER, DAVID, ALANOwnerDIRECTOR, ownership code NA, individual
Jun 2, 2015 to presentfactForm ADV
← LONDON STOCK EXCHANGE GROUP PLCOwnerSHAREHOLDER, ownership code E, foreign entity
Dec 15, 2014 to presentfactForm ADV
← LSEG US HOLDCO, INC.OwnerOWNER, ownership code E, domestic entity
Dec 15, 2014 to presentfactForm ADV

Registered with (1)

← Joseph Patrick HoffmanAdvisorregistration: previous registration
Mar 7, 2002 to Mar 30, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:03306603-54fe-2e55-39ca-d967052d6cdc
First observed: Nov 18, 2011
Last observed: Nov 17, 2015 132 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RUSSELL INVESTMENT GROUP

FRANK RUSSELL COMPANY, CRD 105739

SEATTLE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:03306603-54fe-2e55-39ca-d967052d6cdc

Data as of Nov 17, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:26 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BATTYE, IAN, T.

DIRECTOR; CHIEF OPERATING OFFICER

yes

06/2014

Jun 17, 2014

Nov 17, 2015

BRENNAN, LEONARD, PATRICK

DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER

yes

07/2011

Nov 18, 2011

Nov 17, 2015

COTE, DIANE

Director

yes

12/2014

Dec 15, 2014

Nov 17, 2015

GOLOB, BRIAN, C.

CHIEF COMPLIANCE OFFICER

yes

03/2014

Nov 18, 2011

Nov 17, 2015

LESTER, DAVID, ALAN

Director

yes

05/2015

Jun 2, 2015

Nov 17, 2015

LONDON STOCK EXCHANGE GROUP PLC

Shareholder

yes

06/2014

Dec 15, 2014

Nov 17, 2015

LSEG US HOLDCO, INC.

Owner

yes

12/2014

Dec 15, 2014

Nov 17, 2015

MAKEPEACE, MARK, STEPHEN

Director

yes

12/2014

Dec 15, 2014

Nov 17, 2015

MOSS, MATTHEW, CHARLES

CHIEF FINANCIAL OFFICER

yes

07/2010

Nov 18, 2011

Nov 17, 2015

WARREN, DAVID, PORTER

Director

yes

12/2014

Dec 15, 2014

Nov 17, 2015

WILLMAN, KENNETH, WAYNE

SECRETARY AND CHIEF LEGAL OFFICER

yes

08/2008

Nov 18, 2011

Nov 17, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RUSSELL IMPLEMENTATION SERVICES INC.

n/a

Institutional manager

$81B

yes

n/a

RUSSELL INVESTMENT MANAGEMENT COMPANY

n/a

Asset manager

$69B

yes

n/a

RUSSELL CAPITAL INC.

n/a

Asset manager

$35B

yes

n/a

RUSSELL REAL ESTATE ADVISORS INC

n/a

Former SEC adviser

$893M

yes

n/a

FRANK RUSSELL INVESTMENT PARTNERS 1997-1, G.P.

n/a

yes

n/a

FRANK RUSSELL INVESTMENT PARTNERS 1997-2, G.P.

n/a

yes

n/a

FRF PARTNERS II, L.P.

n/a

yes

n/a

FRF PARTNERS IV, L.P.

n/a

yes

n/a

GGEP INVESTMENTS (BERMUDA), LTD.

n/a

yes

n/a

GGEP INVESTMENTS, L.L.C.

n/a

yes

n/a

GGEP MANAGEMENT (BERMUDA), LTD.

n/a

yes

n/a

GGEP MANAGEMENT, L.L.C.

n/a

yes

n/a

RUSSELL EMPLOYEE BENEFITS PTY LTD

n/a

yes

n/a

RUSSELL FINANCIAL SERVICES, INC.

n/a

yes

n/a

RUSSELL FINANCIAL SOLUTIONS PTY LTD

n/a

yes

n/a

RUSSELL IMPLEMENTATION SERVICES LIMITED

n/a

yes

n/a

RUSSELL INSTITUTIONAL FUNDS MANAGEMENT, LLC

n/a

yes

n/a

RUSSELL INSURANCE AGENCY, INC.

n/a

yes

n/a

RUSSELL INVESTMENT GROUP LTD

n/a

yes

n/a

RUSSELL INVESTMENT GROUP PRIVATE LIMITED

n/a

yes

n/a

RUSSELL INVESTMENT GROUP PTY LTD

n/a

yes

n/a

RUSSELL INVESTMENT JAPAN CO., LTD.

n/a

yes

n/a

RUSSELL INVESTMENT MANAGEMENT LTD.

n/a

yes

n/a

RUSSELL INVESTMENT TUJAJAMUN CHUSIK HOESA

n/a

yes

n/a

RUSSELL INVESTMENTS CANADA LIMITED

n/a

yes

n/a

RUSSELL INVESTMENTS CAYMAN LTD.

n/a

yes

n/a

RUSSELL INVESTMENTS DELAWARE INC.

n/a

yes

n/a

RUSSELL INVESTMENTS FRANCE SAS

n/a

yes

n/a

RUSSELL INVESTMENTS IRELAND LIMITED

n/a

yes

n/a

RUSSELL INVESTMENTS LIMITED

n/a

yes

n/a

RUSSELL TRUST COMPANY

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Chicago

United States

n/a

NEW YORK

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 23, 2015

n/a

538

n/a

2013

Mar 26, 2014

n/a

533

n/a

2012

Mar 25, 2013

n/a

532

n/a

2011

Mar 28, 2012

$723M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

n/a

$723M

n/a

538

533

n/a