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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

Jae Yu

Advisor at SIGNATURE INVESTMENT ADVISORS, LLC

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:0edf52e2-16a7-0115-c5e7-6c9b6a59cd4d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 10, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SIGNATURE INVESTMENT ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 19, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65|S66
First exam: Nov 19, 1996
First registration: Jul 10, 2006
Dual registered: yes, broker-dealer
Other names: Jae Ho Yu|JAE H YU
IAPD individual key: 2808305

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SIGNATURE INVESTMENT ADVISORS, LLC	Independent wealth	May 12, 2021	n/a	yes	LOS ANGELES, CA	Current employment
Seia	Bd affiliated wealth	Oct 14, 2020	May 12, 2021	no	LOS ANGELES, CA	Previous registration
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	May 7, 2019	Oct 15, 2020	no	NEWPORT BEACH, CA	Previous registration
BNY MELLON ADVISORS, INC.	Bank affiliated wealth	Nov 21, 2007	Mar 1, 2019	no	NEW YORK, NY\|Torrance, CA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jul 10, 2006	Oct 29, 2007	no	Los Angeles, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Seia	SIGNATURE INVESTMENT ADVISORS, LLC	May 12, 2021	May 12, 2021	0	Firm change	RIA to RIA
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Seia	Oct 15, 2020	Oct 14, 2020	-1	Firm change	Ibd to RIA
BNY MELLON ADVISORS, INC.	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Mar 1, 2019	May 7, 2019	67	Firm change	RIA to ibd
CHARLES SCHWAB & CO., INC.	BNY MELLON ADVISORS, INC.	Oct 29, 2007	Nov 21, 2007	23	Firm change	Other

Relationships

Registered with (5)

→ SIGNATURE INVESTMENT ADVISORS, LLCRegistered adviserregistration: current employment
May 12, 2021 to presentfactForm ADV
→ SEIARegistered adviserregistration: previous registration
Oct 14, 2020 to May 12, 2021factForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
May 7, 2019 to Oct 15, 2020factForm ADV
→ BNY MELLON ADVISORS, INC.Registered adviserregistration: previous registration
Nov 21, 2007 to Mar 1, 2019factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jul 10, 2006 to Oct 29, 2007factForm ADV

Dated events

No dated event names this entity yet.