DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jae Yu
Feed of 09/14/2026
Also filed as Jae Ho Yu
At current firm
5 y
since May 12, 2021
In the industry
29 y
since Nov 19, 1996 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Signature Investment Advisors, LLC independent RIA currentsince May 12, 2021 · Los Angeles, Ca
- Seia BD affiliatedOct 14, 2020 to May 12, 2021 · Los Angeles, Ca
- Bancwest Investment Services, Inc. (Bwis) formerMay 7, 2019 to Oct 15, 2020 · Newport Beach, Ca
- Bny Mellon Advisors, Inc. bank affiliatedNov 21, 2007 to Mar 1, 2019 · New York, Ny
- Charles Schwab & Co., Inc. national BDJul 10, 2006 to Oct 29, 2007 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- Seia to Signature Investment Advisors, LLCleft May 12, 2021, registered May 12, 2021 (0 days) · RIA to RIA
- Bancwest Investment Services, Inc. (Bwis) to Seialeft Oct 15, 2020, registered Oct 14, 2020 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- Bny Mellon Advisors, Inc. to Bancwest Investment Services, Inc. (Bwis)left Mar 1, 2019, registered May 7, 2019 (67 days) · RIA to affiliated broker-dealer or bank
- Charles Schwab & Co., Inc. to Bny Mellon Advisors, Inc.left Oct 29, 2007, registered Nov 21, 2007 (23 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address