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Advisor at CETERA INVESTMENT ADVISERS LLC
GONZALES, LA | BATON ROUGE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Aug 10, 2022 | n/a | yes | BATON ROUGE, LA|BATON ROUGE, LA|GONZALES, LA|BATON ROUGE, LA | Current employment |
| HANCOCK WHITNEY INVESTMENT SERVICES INC. | Independent wealth | Feb 10, 2012 | Aug 10, 2022 | no | GONZALES, LA|DONALDSON, LA|PRAIRIEVILLE, LA|NEW ORLEANS, LA|BATON ROUGE, LA|GONZALES, LA|BATON ROUGE, LA|BATON ROUGE, LA | Previous registration |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Aug 14, 2009 | Feb 13, 2012 | no | NEW ORLEANS, LA|GONZALES, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HANCOCK WHITNEY INVESTMENT SERVICES INC. | CETERA INVESTMENT ADVISERS LLC | Aug 10, 2022 | Aug 10, 2022 | 0 | Bulk transfer | Ibd to ibd |
| CETERA INVESTMENT SERVICES LLC | HANCOCK WHITNEY INVESTMENT SERVICES INC. | Feb 13, 2012 | Feb 10, 2012 | -3 | Firm change | Other |