R••••• B••••••

Advisor at N•••••• A•••••••

NEW ORLEANS, LA | Poughkeepsie, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0f113c85-917e-d804-7350-7017216188a0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 3, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••	Bd affiliated wealth	Feb 20, 2026	n/a	yes	Poughkeepsie, NY\|NEW ORLEANS, LA	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jan 7, 2022	Mar 21, 2026	no	Poughkeepsie, NY\|Patterson, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	N•••••• A•••••••	Mar 21, 2026	Feb 20, 2026	-29	Firm change	Ibd to ibd
M••••••• • S••••••• W••••• A•••••••• I•••	A••••••••• F•••••••• S•••••••• L••	Jan 8, 2022	Jan 7, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:171351:NY:2026-03-21	Mar 21, 2026	Feb 20, 2026	PATTERSON, NY	Firm change

Relationships

Registered with (4)

→ N•••••• A•••••••Registered adviserregistration: current employment
Feb 20, 2026 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 7, 2022 to Mar 21, 2026factForm ADV
→ M••••••• • S••••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 5, 2019 to Jan 8, 2022factForm ADV
→ E•••••••• A•••••••• L••

Dated events

Occurred
Mar 21, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 8, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0f113c85-917e-d804-7350-7017216188a0
First observed: Jan 3, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.