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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

BRUCE JAMES TOBIN

Advisor at WORLD INVESTMENT ADVISORS, LLC

Westborough, MA | Sleepy Hollow, NY

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Search this name across graphsid dfx:ria:0f13b07c-7ff4-6471-a24e-6d205d8fdb8c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 17, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WORLD INVESTMENT ADVISORS, LLC
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Jun 13, 2014
First registration: Jun 17, 2014
Dual registered: yes, broker-dealer
IAPD individual key: 6311404

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WORLD INVESTMENT ADVISORS, LLC	Other adviser	Jul 3, 2024	n/a	yes	Westborough, MA\|Sleepy Hollow, NY	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Oct 11, 2017	Jun 28, 2024	no	PLAINVILLE, MA\|ACTON, MA\|Westborough, MA	Previous registration
BOSTON HARBOR WEALTH ADVISORS, LLC	Former SEC adviser	Nov 29, 2016	Oct 30, 2018	no	ACTON, MA	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Nov 29, 2016	Dec 27, 2016	no	ACTON, MA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 17, 2014	Nov 25, 2016	no	Hingham, MA\|Middleton, MA\|Boston, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	WORLD INVESTMENT ADVISORS, LLC	Jun 28, 2024	Jul 3, 2024	5	Bulk transfer	Other
BOSTON HARBOR WEALTH ADVISORS, LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Oct 30, 2018	Oct 11, 2017	-384	Firm change after gap	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	BOSTON HARBOR WEALTH ADVISORS, LLC	Dec 27, 2016	Nov 29, 2016	-28	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Nov 25, 2016	Nov 29, 2016	4	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
282486:149018:MA:2018-10-30	Oct 30, 2018	Oct 11, 2017	ACTON, MA	Firm change after gap

Relationships

Registered with (4)

→ WORLD INVESTMENT ADVISORS, LLCRegistered adviserregistration: current employment
Jul 3, 2024 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Oct 11, 2017 to Jun 28, 2024factForm ADV
→ BOSTON HARBOR WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 29, 2016 to Oct 30, 2018factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 17, 2014 to Nov 25, 2016factForm ADV

Dated events

No dated event names this entity yet.