DFX Intelligence

K••••••• A•• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)31 years in industry

K••••••• A•• M••••••

Advisor at V•••••• A•••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:0f1d8535-ab7a-0a6a-c54f-289555e6c5da

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 22, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 19, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W• W••••• A•••••••• L••	State registered	Aug 18, 2020	n/a	yes	Westlake, OH\|Westlake, OH\|AKRON, OH	Current employment
V•••••• A•••••••• I•••	Bd affiliated wealth	Aug 16, 2020	n/a	yes	Venice, FL\|Westlake, OH	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	V•••••• A•••••••• I•••	Aug 17, 2020	Aug 16, 2020	-1	Firm change	Wirehouse to RIA
A• G• E•••••• • S•••• I•••	W•••• F•••• A•••••••	Jan 1, 2008	Jan 1, 2008

Relationships

Registered with (5)

→ W• W••••• A•••••••• L••Registered adviserregistration: current employment
Aug 18, 2020 to presentfactForm ADV
→ V•••••• A•••••••• I•••Registered adviserregistration: current employment
Aug 16, 2020 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 1, 2008 to Aug 17, 2020factForm ADV
→ A• G• E•••••• • S•••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0f1d8535-ab7a-0a6a-c54f-289555e6c5da
First observed: Nov 22, 1999
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.